0001140361-17-043144.txt : 20171116
0001140361-17-043144.hdr.sgml : 20171116
20171116201548
ACCESSION NUMBER: 0001140361-17-043144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171114
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JUNEAU JOHN B
CENTRAL INDEX KEY: 0001182585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35770
FILM NUMBER: 171209466
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: SUITE 960
CITY: HOUSTON
STATE: TX
ZIP: 77098
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contango ORE, Inc.
CENTRAL INDEX KEY: 0001502377
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 273431051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
BUSINESS PHONE: 713-877-1311
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
4
1
doc1.xml
FORM 4
X0306
4
2017-11-14
0
0001502377
Contango ORE, Inc.
CTGO
0001182585
JUNEAU JOHN B
3700 BUFFALO SPEEDWAY, SUITE 925
HOUSTON
TX
77098
1
1
0
0
President and CEO
Common Stock, par value $0.01
2017-11-14
4
A
0
50000
0.00
A
216898
D
Common Stock, par value $0.01
2017-11-14
4
M
0
75000
10.00
A
291898
D
Common Stock, par value $0.01
2017-11-14
4
F
0
37500
20.00
D
254398
D
Common Stock, par value $0.01
147234
I
By J5D Enterprises, LP, formerly J4D Enterprises LP
Common Stock, par value $0.01
96534
I
By Juneau Exploration, L.P.
Stock Option (Right to Buy)
10
2017-11-14
4
M
0
75000
D
2017-12-07
Common Stock
75000
0
D
The shares represent a grant of restricted stock which vest on January 1, 2020.
This number represents the amount of common stock owned by J5D Enterprises, LP.
This number represents the amount of common stock owned by Juneau Exploration, LP.
On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014.
/s/ John B. Juneau
2017-11-16