0001140361-17-043144.txt : 20171116 0001140361-17-043144.hdr.sgml : 20171116 20171116201548 ACCESSION NUMBER: 0001140361-17-043144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171114 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUNEAU JOHN B CENTRAL INDEX KEY: 0001182585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35770 FILM NUMBER: 171209466 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: SUITE 960 CITY: HOUSTON STATE: TX ZIP: 77098 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contango ORE, Inc. CENTRAL INDEX KEY: 0001502377 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 273431051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713-877-1311 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 4 1 doc1.xml FORM 4 X0306 4 2017-11-14 0 0001502377 Contango ORE, Inc. CTGO 0001182585 JUNEAU JOHN B 3700 BUFFALO SPEEDWAY, SUITE 925 HOUSTON TX 77098 1 1 0 0 President and CEO Common Stock, par value $0.01 2017-11-14 4 A 0 50000 0.00 A 216898 D Common Stock, par value $0.01 2017-11-14 4 M 0 75000 10.00 A 291898 D Common Stock, par value $0.01 2017-11-14 4 F 0 37500 20.00 D 254398 D Common Stock, par value $0.01 147234 I By J5D Enterprises, LP, formerly J4D Enterprises LP Common Stock, par value $0.01 96534 I By Juneau Exploration, L.P. Stock Option (Right to Buy) 10 2017-11-14 4 M 0 75000 D 2017-12-07 Common Stock 75000 0 D The shares represent a grant of restricted stock which vest on January 1, 2020. This number represents the amount of common stock owned by J5D Enterprises, LP. This number represents the amount of common stock owned by Juneau Exploration, LP. On November 14, 2017, the reporting person received 37,500 shares of Common Stock upon the net exercise of 75,000 of the reporting person's stock options that were granted on December 7, 2012 with an exercise price of $10.00. The reporting person forfeited 37,500 shares of Common Stock underlying the stock option in payment of the exercise price resulting from the exercise, using the closing stock price on November 13, 2017, of $20. These options fully vested on December 7, 2014. /s/ John B. Juneau 2017-11-16