0001140361-16-085433.txt : 20161108 0001140361-16-085433.hdr.sgml : 20161108 20161108174316 ACCESSION NUMBER: 0001140361-16-085433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161108 DATE AS OF CHANGE: 20161108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contango ORE, Inc. CENTRAL INDEX KEY: 0001502377 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 273431051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713-877-1311 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JUNEAU JOHN B CENTRAL INDEX KEY: 0001182585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35770 FILM NUMBER: 161982230 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: SUITE 960 CITY: HOUSTON STATE: TX ZIP: 77098 4 1 doc1.xml FORM 4 X0306 4 2016-09-30 0 0001502377 Contango ORE, Inc. CTGO 0001182585 JUNEAU JOHN B 3700 BUFFALO SPEEDWAY, SUITE 925 HOUSTON TX 77098 1 1 1 0 President and CEO Common Stock, par value $0.01 2016-09-30 4 G 0 475 0.00 D 175423 D Common Stock, par value $0.01 2016-10-31 4 G 0 1000 0.00 D 174423 D Common Stock, par value $0.01 2016-10-28 4 A 0 41667 9.00 A 147234 I By J5D Enterprises, LP, formerly J4D Enterprises LP Common Stock, par value $0.01 2016-11-07 4 A 0 41667 9.0 A 83334 I By Juneau Exploration, L.P. Warrant (Right to Buy) 10 2016-10-28 4 M 0 41667 9 D 2013-09-22 2018-03-22 Common Stock 41667 0 I By J5D Enterprises, LP, formerly J4D Enterprises LP Warrant (Right to Buy) 10 2016-11-07 4 M 0 41667 9.00 D 2013-09-22 2018-03-22 Common Stock 41667 0 I By Juneau Exploration, L.P. Stock Option (Right to Buy) 10 2017-12-07 Common Stock 75000 75000 D The shares disposition was a charitable donation. The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued. The options are fully vested. This number represents the amount of common stock owned by J5D Enterprises, LP. This number represents the amount of common stock owned by Juneau Exploration, LP. /s/ John B. Juneau 2016-11-08