0001140361-16-085433.txt : 20161108
0001140361-16-085433.hdr.sgml : 20161108
20161108174316
ACCESSION NUMBER: 0001140361-16-085433
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contango ORE, Inc.
CENTRAL INDEX KEY: 0001502377
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 273431051
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
BUSINESS PHONE: 713-877-1311
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: STE 925
CITY: HOUSTON
STATE: TX
ZIP: 77098
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JUNEAU JOHN B
CENTRAL INDEX KEY: 0001182585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35770
FILM NUMBER: 161982230
MAIL ADDRESS:
STREET 1: 3700 BUFFALO SPEEDWAY
STREET 2: SUITE 960
CITY: HOUSTON
STATE: TX
ZIP: 77098
4
1
doc1.xml
FORM 4
X0306
4
2016-09-30
0
0001502377
Contango ORE, Inc.
CTGO
0001182585
JUNEAU JOHN B
3700 BUFFALO SPEEDWAY,
SUITE 925
HOUSTON
TX
77098
1
1
1
0
President and CEO
Common Stock, par value $0.01
2016-09-30
4
G
0
475
0.00
D
175423
D
Common Stock, par value $0.01
2016-10-31
4
G
0
1000
0.00
D
174423
D
Common Stock, par value $0.01
2016-10-28
4
A
0
41667
9.00
A
147234
I
By J5D Enterprises, LP, formerly J4D Enterprises LP
Common Stock, par value $0.01
2016-11-07
4
A
0
41667
9.0
A
83334
I
By Juneau Exploration, L.P.
Warrant (Right to Buy)
10
2016-10-28
4
M
0
41667
9
D
2013-09-22
2018-03-22
Common Stock
41667
0
I
By J5D Enterprises, LP, formerly J4D Enterprises LP
Warrant (Right to Buy)
10
2016-11-07
4
M
0
41667
9.00
D
2013-09-22
2018-03-22
Common Stock
41667
0
I
By Juneau Exploration, L.P.
Stock Option (Right to Buy)
10
2017-12-07
Common Stock
75000
75000
D
The shares disposition was a charitable donation.
The original warrants were exercised for cash at $9 per share as part of a private placement offering opened through November 15, 2016 and shares of common stock were issued.
The options are fully vested.
This number represents the amount of common stock owned by J5D Enterprises, LP.
This number represents the amount of common stock owned by Juneau Exploration, LP.
/s/ John B. Juneau
2016-11-08