0001209191-19-015079.txt : 20190301 0001209191-19-015079.hdr.sgml : 20190301 20190301170239 ACCESSION NUMBER: 0001209191-19-015079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEINSTEIN HENRY C CENTRAL INDEX KEY: 0001182482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32849 FILM NUMBER: 19650448 MAIL ADDRESS: STREET 1: 8 DOGWOOD LANE CITY: LARCHMONT STATE: NY ZIP: 10538-3418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Brands Inc CENTRAL INDEX KEY: 0001311538 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 646-356-0200 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-27 0 0001311538 Castle Brands Inc ROX 0001182482 BEINSTEIN HENRY C C/O GAGNON SECURITIES 1370 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 Common Stock 2019-02-27 4 A 0 15000 0.00 A 290000 D Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Beinstein is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. /s/ Henry C. Beinstein 2019-02-28