0001209191-19-015079.txt : 20190301
0001209191-19-015079.hdr.sgml : 20190301
20190301170239
ACCESSION NUMBER: 0001209191-19-015079
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190301
DATE AS OF CHANGE: 20190301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEINSTEIN HENRY C
CENTRAL INDEX KEY: 0001182482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32849
FILM NUMBER: 19650448
MAIL ADDRESS:
STREET 1: 8 DOGWOOD LANE
CITY: LARCHMONT
STATE: NY
ZIP: 10538-3418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Castle Brands Inc
CENTRAL INDEX KEY: 0001311538
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
BUSINESS PHONE: 646-356-0200
MAIL ADDRESS:
STREET 1: 122 EAST 42ND STREET
STREET 2: SUITE 4700
CITY: NEW YORK
STATE: NY
ZIP: 10168
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-27
0
0001311538
Castle Brands Inc
ROX
0001182482
BEINSTEIN HENRY C
C/O GAGNON SECURITIES
1370 AVENUE OF THE AMERICAS
NEW YORK
NY
10019
1
0
0
0
Common Stock
2019-02-27
4
A
0
15000
0.00
A
290000
D
Restricted shares of common stock issued pursuant to the issuer's 2013 Incentive Compensation Plan, as amended. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Beinstein is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer.
/s/ Henry C. Beinstein
2019-02-28