0001209191-17-015955.txt : 20170301 0001209191-17-015955.hdr.sgml : 20170301 20170301170147 ACCESSION NUMBER: 0001209191-17-015955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Castle Brands Inc CENTRAL INDEX KEY: 0001311538 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 BUSINESS PHONE: 646-356-0200 MAIL ADDRESS: STREET 1: 122 EAST 42ND STREET STREET 2: SUITE 4700 CITY: NEW YORK STATE: NY ZIP: 10168 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEINSTEIN HENRY C CENTRAL INDEX KEY: 0001182482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32849 FILM NUMBER: 17655180 MAIL ADDRESS: STREET 1: 8 DOGWOOD LANE CITY: LARCHMONT STATE: NY ZIP: 10538-3418 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-28 0 0001311538 Castle Brands Inc ROX 0001182482 BEINSTEIN HENRY C C/O GAGNON SECURITIES 1370 AVENUE OF THE AMERICAS NEW YORK NY 10019 1 0 0 0 Stock Option (Right to Buy) 1.04 2017-02-28 4 A 0 20000 0.00 A 2018-02-28 2027-02-28 Common Stock 20000 20000 D /s/ Henry C. Beinstein 2017-03-01