0001553350-18-000074.txt : 20180125 0001553350-18-000074.hdr.sgml : 20180125 20180125160024 ACCESSION NUMBER: 0001553350-18-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180123 FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEONBERGER FREDERICK J CENTRAL INDEX KEY: 0001182380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52567 FILM NUMBER: 18548270 MAIL ADDRESS: STREET 1: C/O RF MICRO DEVICES, INC. STREET 2: 7628 THORNDIKE ROAD CITY: GREENSBORO STATE: NC ZIP: 27409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 4 1 leonberger4.xml OWNERSHIP DOCUMENT X0306 4 2018-01-23 0 0001325964 Lightwave Logic, Inc. LWLG 0001182380 LEONBERGER FREDERICK J 369 INVERNESS PARKWAY SUITE 350 ENGLEWOOD CO 80112 1 0 0 0 Employee Stock Option (Right to Buy) 1.22 2018-01-23 4 A 0 50000 0.00 A 2028-01-22 Common Stock 50000 975000 D The registrant granted the reporting person an option to purchase up to 50,000 shares of company stock that vest pursuant to the following schedule: 20,000 options vest immediately, and the remaining options vest in three equal quarterly installments of 10,000 options per quarter commencing on April 1, 2018. Includes employee stock options to purchase up to 250,000 shares of common stock and warrants to purchase up to 725,000 shares of common stock. /s/ James S. Marcelli, Attorney-in-fact for Frederick J. Leonberger 2018-01-25