0001553350-17-001351.txt : 20171208 0001553350-17-001351.hdr.sgml : 20171208 20171208162138 ACCESSION NUMBER: 0001553350-17-001351 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEONBERGER FREDERICK J CENTRAL INDEX KEY: 0001182380 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52567 FILM NUMBER: 171247369 MAIL ADDRESS: STREET 1: C/O RF MICRO DEVICES, INC. STREET 2: 7628 THORNDIKE ROAD CITY: GREENSBORO STATE: NC ZIP: 27409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lightwave Logic, Inc. CENTRAL INDEX KEY: 0001325964 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 820497368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 BUSINESS PHONE: (720) 340-4949 MAIL ADDRESS: STREET 1: 1831 LEFTHAND CIRCLE STREET 2: SUITE C CITY: LONGMONT STATE: CO ZIP: 80501 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOGIES INC DATE OF NAME CHANGE: 20070320 FORMER COMPANY: FORMER CONFORMED NAME: THIRD-ORDER NANOTECHNOLOIES INC DATE OF NAME CHANGE: 20070222 FORMER COMPANY: FORMER CONFORMED NAME: PSI TEC HOLDINGS INC DATE OF NAME CHANGE: 20050503 3/A 1 leonberger3.xml OWNERSHIP DOCUMENT X0206 3/A 2017-04-01 2017-04-07 0 0001325964 Lightwave Logic, Inc. LWLG 0001182380 LEONBERGER FREDERICK J 1831 LEFTHAND CIRCLE SUITE C LONGMONT CO 80501 1 0 0 0 Warrant (Right to Buy) 0.98 2022-12-31 Common Stock 125000 D Warrant (Right to Buy) 0.715 2023-12-31 Common Stock 100000 D Warrant (Right to Buy) 0.77 2024-12-31 Common Stock 100000 D Warrant (Right to Buy) 0.60 2025-12-31 Common Stock 125000 D Warrant (Right to Buy) 0.60 2026-12-31 Common Stock 275000 D The warrant vested as follows: 31,256 on December 13, 2012 with remainder vesting in equal monthly installments of 7,812 over the next 12 months thereafter. The warrant vested as follows: 25,000 on January 1, 2014 with remainder vesting in equal monthly installments of 7,500 over the next 10 months thereafter. The warrant vested as follows: 25,000 on January 1, 2015 with remainder vesting in equal monthly installments of 7,500 over the next 10 months thereafter. The warrant vested as follows: 31,250 on January 1, 2016 with remainder vesting in equal monthly installments of 9,375 over the next 10 months thereafter. The warrant vested as follows: 181,250 on January 1, 2017 with remainder of 93,750 vesting on March 24, 2017. This Form 3 Amendment is being filed to reflect the new expiration dates of the warrants that are contained in the Reporting Person's original Form 3 filing. /s/ James S. Marcelli Attorney-in-fact for Frederick J. Leonberger 2017-12-08