0001127602-11-022075.txt : 20110726 0001127602-11-022075.hdr.sgml : 20110726 20110726194826 ACCESSION NUMBER: 0001127602-11-022075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110726 FILED AS OF DATE: 20110726 DATE AS OF CHANGE: 20110726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON FREDERICK A CENTRAL INDEX KEY: 0001181685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35243 FILM NUMBER: 11988489 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: MC 482 C32 B24 CITY: DETROIT STATE: MI ZIP: 48265-3000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SunCoke Energy, Inc. CENTRAL INDEX KEY: 0001514705 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 900640593 BUSINESS ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 BUSINESS PHONE: 865.288.5200 MAIL ADDRESS: STREET 1: 11400 PARKSIDE DRIVE CITY: KNOXVILLE STATE: TN ZIP: 37934 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-07-26 0001514705 SunCoke Energy, Inc. SXC 0001181685 HENDERSON FREDERICK A 1011 WARRENVILLE ROAD SUITE 600 LISLE IL 60532 1 Chairman and Chief Executive O Common Stock 2011-07-26 4 P 0 15000 16.00 A 15000 D Common Stock Unit 2011-07-26 4 A 0 112941 0 A Common Stock 112941 112941 D Stock Options (Right to Buy) 17.39 2011-07-26 4 A 0 646465 0 A 2012-07-23 2021-07-23 Common Stock 646465 646465 D Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc. Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These restricted share units will vest subject to continued employment, in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire. Conversion rate is 1 for 1. Not applicable. Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable, subject to continued employment, as follows: (1) five sevenths of such options will vest in equal one-third installments on the first, second, and third anniversaries of the initial public offering; (2) the remaining two sevenths will vest in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire. /s/ John J. DiRocco, Jr., attorney-in-fact 2011-07-26