0001127602-11-022075.txt : 20110726
0001127602-11-022075.hdr.sgml : 20110726
20110726194826
ACCESSION NUMBER: 0001127602-11-022075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110726
FILED AS OF DATE: 20110726
DATE AS OF CHANGE: 20110726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HENDERSON FREDERICK A
CENTRAL INDEX KEY: 0001181685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35243
FILM NUMBER: 11988489
MAIL ADDRESS:
STREET 1: 300 RENAISSANCE CENTER
STREET 2: MC 482 C32 B24
CITY: DETROIT
STATE: MI
ZIP: 48265-3000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SunCoke Energy, Inc.
CENTRAL INDEX KEY: 0001514705
STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312]
IRS NUMBER: 900640593
BUSINESS ADDRESS:
STREET 1: 11400 PARKSIDE DRIVE
CITY: KNOXVILLE
STATE: TN
ZIP: 37934
BUSINESS PHONE: 865.288.5200
MAIL ADDRESS:
STREET 1: 11400 PARKSIDE DRIVE
CITY: KNOXVILLE
STATE: TN
ZIP: 37934
4
1
form4.xml
PRIMARY DOCUMENT
X0303
4
2011-07-26
0001514705
SunCoke Energy, Inc.
SXC
0001181685
HENDERSON FREDERICK A
1011 WARRENVILLE ROAD
SUITE 600
LISLE
IL
60532
1
Chairman and Chief Executive O
Common Stock
2011-07-26
4
P
0
15000
16.00
A
15000
D
Common Stock Unit
2011-07-26
4
A
0
112941
0
A
Common Stock
112941
112941
D
Stock Options (Right to Buy)
17.39
2011-07-26
4
A
0
646465
0
A
2012-07-23
2021-07-23
Common Stock
646465
646465
D
Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc.
Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These restricted share units will vest subject to continued employment, in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.
Conversion rate is 1 for 1.
Not applicable.
Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable, subject to continued employment, as follows: (1) five sevenths of such options will vest in equal one-third installments on the first, second, and third anniversaries of the initial public offering; (2) the remaining two sevenths will vest in equal one-third installments on the third, fourth, and fifth anniversaries of the reporting person's effective date of hire.
/s/ John J. DiRocco, Jr., attorney-in-fact
2011-07-26