0001489096-20-000070.txt : 20200526 0001489096-20-000070.hdr.sgml : 20200526 20200526173658 ACCESSION NUMBER: 0001489096-20-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200521 FILED AS OF DATE: 20200526 DATE AS OF CHANGE: 20200526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERSON JAY CENTRAL INDEX KEY: 0001181536 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35159 FILM NUMBER: 20911954 MAIL ADDRESS: STREET 1: 100 THERMON DRIVE CITY: SAN MARCOS STATE: TX ZIP: 78666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Thermon Group Holdings, Inc. CENTRAL INDEX KEY: 0001489096 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 272228185 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 7171 SOUTHWEST PARKWAY STREET 2: BUILDING 300, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78735 BUSINESS PHONE: 5126900600 MAIL ADDRESS: STREET 1: 7171 SOUTHWEST PARKWAY STREET 2: BUILDING 300, SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78735 4 1 wf-form4_159052899651805.xml FORM 4 X0306 4 2020-05-21 0 0001489096 Thermon Group Holdings, Inc. THR 0001181536 PETERSON JAY 7171 SOUTHWEST PARKWAY BUILDING 300, SUITE 200 AUSTIN TX 78735 0 1 0 0 Chief Financial Officer Common Stock 2020-05-21 4 A 0 6004 0 A 68589 D Common Stock 2020-05-21 4 F 0 1407 15.07 D 67182 D Common Stock 2020-05-21 4 A 0 2724 0 A 69906 D Common Stock 2020-05-21 4 F 0 663 15.07 D 69243 D Common Stock 2020-05-21 4 A 0 2418 0 A 71661 D Common Stock 2020-05-21 4 F 0 716 15.07 D 70945 D On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's compensation committee certifying certain adjusted EBITDA performance during the applicable performance period as further specified in the equity award agreement. Of the 6,472 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2020, the reporting person actually earned 92.8%, or 6,004 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 21, 2020. These shares were surrendered for tax payment in connection with the vesting of performance stock units on March 31, 2020. Sales price is the fair market value on Thursday, May 21, 2020. On June 19, 2017, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's compensation committee certifying certain relative total shareholder return performance during the applicable performance period as further specified in the equity award agreement. Of the 2,724 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2020, the reporting person actually earned 100%, or 2,724 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 21, 2020. On May 16, 2018, the reporting person was granted a performance unit award vesting on March 31, 2020, subject to the Issuer's compensation committee certifying certain acquisition related adjusted EBITDA performance during the applicable performance period as further specified in the equity award agreement. Of the 2,653 target shares eligible to be earned based upon the Issuer's performance for the performance period ended March 31, 2020, the reporting person actually earned 91.1%, or 2,418 shares. The Issuer's compensation committee certified the achievement of the performance goal on May 21, 2020. Includes 11,924 restricted stock units held by the reporting person. /s/ Ryan Tarkington, Attorney-in-Fact 2020-05-26