0001209191-17-016190.txt : 20170301
0001209191-17-016190.hdr.sgml : 20170301
20170301203558
ACCESSION NUMBER: 0001209191-17-016190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines, Inc.
CENTRAL INDEX KEY: 0001430592
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 943250323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6000
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY, 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHOVEN JOHN B
CENTRAL INDEX KEY: 0001181492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34636
FILM NUMBER: 17656629
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-01
0
0001430592
Financial Engines, Inc.
FNGN
0001181492
SHOVEN JOHN B
1050 ENTERPRISE WAY
3RD FLOOR
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2017-03-01
4
M
0
7500
8.75
A
19981
D
Common Stock
2017-03-01
4
S
0
7500
45.20
D
12481
D
Restricted Stock Units
8.75
2017-03-01
4
M
0
7500
0.00
D
2020-01-26
Common Stock
7500
0
D
The option award is fully vested.
/s/ Jeffrey C. Grace, Attorney-in-Fact For: John B. Shoven
2017-03-02