0001209191-17-016190.txt : 20170301 0001209191-17-016190.hdr.sgml : 20170301 20170301203558 ACCESSION NUMBER: 0001209191-17-016190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOVEN JOHN B CENTRAL INDEX KEY: 0001181492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 17656629 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 0 0001430592 Financial Engines, Inc. FNGN 0001181492 SHOVEN JOHN B 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 2017-03-01 4 M 0 7500 8.75 A 19981 D Common Stock 2017-03-01 4 S 0 7500 45.20 D 12481 D Restricted Stock Units 8.75 2017-03-01 4 M 0 7500 0.00 D 2020-01-26 Common Stock 7500 0 D The option award is fully vested. /s/ Jeffrey C. Grace, Attorney-in-Fact For: John B. Shoven 2017-03-02