0001209191-16-123007.txt : 20160524 0001209191-16-123007.hdr.sgml : 20160524 20160524174433 ACCESSION NUMBER: 0001209191-16-123007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160521 FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOVEN JOHN B CENTRAL INDEX KEY: 0001181492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 161672895 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-21 0 0001430592 Financial Engines, Inc. FNGN 0001181492 SHOVEN JOHN B 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 2016-05-21 2016-05-21 4 M 0 1254 0.00 A 11231 D Common Stock 2016-05-22 2016-05-22 4 M 0 1250 0.00 A 12481 D Restricted Stock Units 0.00 2016-05-21 2016-05-21 4 M 0 1254 0.00 D Common Stock 1254 2510 D Restricted Stock Units 0.00 2016-05-22 2016-05-22 4 M 0 1250 0.00 D Common Stock 1250 1250 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The Restricted Stock units vest in four equal installments annually beginning 5/21/15. No expiration date. The Restricted Stock units vest in four equal annual installments beginning 5/22/14. /s/ Jeffrey C. Grace, Attorney-in-Fact For: John B. Shoven 2016-05-23