0001209191-16-121911.txt : 20160519 0001209191-16-121911.hdr.sgml : 20160519 20160519203519 ACCESSION NUMBER: 0001209191-16-121911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160519 DATE AS OF CHANGE: 20160519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines, Inc. CENTRAL INDEX KEY: 0001430592 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 943250323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6000 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY, 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOVEN JOHN B CENTRAL INDEX KEY: 0001181492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34636 FILM NUMBER: 161664535 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-18 0 0001430592 Financial Engines, Inc. FNGN 0001181492 SHOVEN JOHN B 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 1 0 0 0 Common Stock 9977 D Restricted Stock Units 0.00 2016-05-18 2016-05-18 4 A 0 7551 0.00 A Common Stock 7551 7551 D Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in three annual installments beginning 5/15/17. No Expiration date. /s/ Jeffrey C. Grace, Attorney-in-Fact For: John B. Shoven 2016-05-19