0001611702-18-000039.txt : 20180316 0001611702-18-000039.hdr.sgml : 20180316 20180316164605 ACCESSION NUMBER: 0001611702-18-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180316 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RITCHIE JAMES JOSEPH CENTRAL INDEX KEY: 0001181389 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36683 FILM NUMBER: 18696229 MAIL ADDRESS: STREET 1: C/O CERES GROUP INC STREET 2: 17800 ROYALTON ROAD CITY: STRONGSVILLE STATE: OH ZIP: 44136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OM Asset Management plc CENTRAL INDEX KEY: 0001611702 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 981179929 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5TH FLOOR, MILLENNIUM BRIDGE HOUSE STREET 2: 2 LAMBETH HILL CITY: LONDON STATE: X0 ZIP: EC4V 4GG BUSINESS PHONE: 617-369-7321 MAIL ADDRESS: STREET 1: OLD MUTUAL (US) HOLDINGS INC. STREET 2: 200 CLARENDON STREET, 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: OM Asset Management Ltd DATE OF NAME CHANGE: 20140624 4 1 wf-form4_152123315010113.xml FORM 4 X0306 4 2018-03-16 0 0001611702 OM Asset Management plc OMAM 0001181389 RITCHIE JAMES JOSEPH GROUND FLOOR MILLENNIUM BRIDGE HOUSE 2 LAMBETH HILL LONDON X0 EC4V 4GG UNITED KINGDOM 1 0 0 0 Ordinary shares 2018-03-16 4 A 0 63000 0 A 88360 D Consists of a one-time grant in connection with Mr. Ritchie's past service as Interim Chief Executive Officer. The ordinary shares are fully vested upon grant. /s/ Richard J. Hart, Attorney-in-fact 2018-03-16