0000899243-17-020674.txt : 20170818 0000899243-17-020674.hdr.sgml : 20170818 20170818144832 ACCESSION NUMBER: 0000899243-17-020674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21181 FILM NUMBER: 171040916 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK MUNICIPAL 2020 TERM TRUST CENTRAL INDEX KEY: 0001181250 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 800-441-7762 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: BLACKROCK MUNICIPAL 2022 TERM TRUST DATE OF NAME CHANGE: 20020819 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-17 0 0001181250 BLACKROCK MUNICIPAL 2020 TERM TRUST BKK 0001610520 UBS Group AG BAHNHOFSTRASSE 45 PO BOX CH-8098 ZURICH V8 SWITZERLAND 0 0 1 0 Auction Preferred Stock 2017-08-17 4 J 0 36 D 137 I By subsidiary This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients. This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis. At Par (Cusip Nos 09249X208, 09249X307, 09249X406) *The relevant APS was redeemed by the issuer The Shares reported herein represent UBS Group AG's combined holdings in multiple series of auction preferred securities of the issuer, which are treated herein as one class of securities. /s/ Stevenson Giles, UBS Group AG 2017-08-18 /s/ William Chandler, UBS Group AG 2017-08-18