FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SIRVA INC [ SIRV.PK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 02/06/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.01 par value | 02/06/2008 | S | 2,206,107 | D | $0.0197 | 4,955,412 | I | By MLF Offshore Portfolio Company, L.P.(1) | ||
Common Stock, $.01 par value | 02/07/2008 | S | 1,934,564 | D | $0.0123 | 3,020,848 | I | By MLF Offshore Portfolio Company, L.P.(1) | ||
Common Stock, $.01 par value | 02/08/2008 | S | 2,671,307 | D | $0.0063 | 349,541 | I | By MLF Offshore Portfolio Company, L.P.(1) | ||
Common Stock, $.01 par value | 02/06/2008 | S | 93,893 | D | $0.0197 | 205,454 | I | By MLF Partners 100, L.P.(2) | ||
Common Stock, $.01 par value | 02/07/2008 | S | 82,336 | D | $0.0123 | 123,118 | I | By MLF Partners 100, L.P.(2) | ||
Common Stock, $.01 par value | 02/08/2008 | S | 113,693 | D | $0.0063 | 9,425 | I | By MLF Partners 100, L.P.(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Shares owned directly by MLF Offshore. MLF Cayman, as the general partner of MLF Offshore, may be deemed to beneficially own the shares owned by MLF Offshore. MLF Capital, as the sole shareholder of MLF Cayman, may be deemed to beneficially own the shares owned by MLF Offshore. MLF Holdings, as the general partner of MLF Capital may be deemed to beneficially own the shares owned by MLF Offshore. MLFI, as the investment advisor of MLF Offshore, may be deemed to beneficially own the shares owned by MLF Offshore. Mr. Feshbach, as the managing member of MLF Holdings and MLFI, may be deemed to beneficially own the shares owned by MLF Offshore. Each of Mr. Feschbach, MLFI, MLF Holdings, MLF Capital and MLF Cayman disclaims beneficial ownership of the shares owned by MLF Offshore except to the extent of his or its pecuniary interest therein. |
2. Shares owned directly by MLF 100. MLF Capital, as the general partner of MLF 100, may be deemed to beneficially own the shares owned by MLF 100. MLF Holdings, as the general partner of MLF Capital may be deemed to beneficially own the shares owned by MLF 100. MLFI, as the investment advisor of MLF 100, may be deemed to beneficially own the shares owned by MLF 100. Mr. Feshbach, as the managing member of MLF Holdings and MLFI, may be deemed to beneficially own the shares owned by MLF 100. Each of Mr. Feschbach, MLFI, MLF Holdings and MLF Capital disclaims beneficial ownership of the shares owned by MLF 100 except to the extent of his or its pecuniary interest therein. |
By: MLF Investments, LLC; By: /s/ Matthew L. Feshbach, Managing Member | 02/08/2008 | |
/s/ Feshbach, Matthew L. | 02/08/2008 | |
By: MLF Offshoare Portfolio Company, L.P.; By: MLF Cayman GP, Ltd., its general partner, By: MLF Capital Management, L.P., its sole shareholder, By: MLF Holdings, its general partner, By: /s/ Matthew Feshbach, its Managing Member | 02/08/2008 | |
By: MLF Partners 100, L.P.; By: MLF Capital Management L.P., its general partner; By: MLF Holdings LLC, its general partner; By: /s/ Matthew L. Feshbach, its managing member | 02/08/2008 | |
By: MLF Cayman GP, Ltd;. By: MLF Capital Management, L.P., its sole shareholder; By: MLF Holdings, LLC, its General Partner; By: /s/ Matthew Feshbach, its Managing Member | 02/08/2008 | |
By: MLF Capital Management, L.P.; By MLF Holdings LLC, its general partner, By: /s/ Matthew L. Feshbach, its Managing Member | 02/08/2008 | |
By: MLF Holdings LLC; By: /s/ Matthew L. Feshbach, its managing member | 02/08/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |