0000899243-18-003624.txt : 20180213
0000899243-18-003624.hdr.sgml : 20180213
20180213094750
ACCESSION NUMBER: 0000899243-18-003624
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180213
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALEN JOHN V
CENTRAL INDEX KEY: 0001181211
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38386
FILM NUMBER: 18600221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardlytics, Inc.
CENTRAL INDEX KEY: 0001666071
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 263039436
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 888-795-5802
MAIL ADDRESS:
STREET 1: 675 PONCE DE LEON AVENUE, NE
STREET 2: SUITE 6000
CITY: ATLANTA
STATE: GA
ZIP: 30308
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2018-02-13
2018-02-08
0
0001666071
Cardlytics, Inc.
CDLX
0001181211
BALEN JOHN V
C/O CANAAN PARTNERS
285 RIVERSIDE AVENUE, STE. 250
WESTPORT
CT
06880
1
0
0
0
Series A-R Redeemable Convertible Preferred Stock
Common Stock
950000
I
See footnote
Series B-R Redeemable Convertible Preferred Stock
Common Stock
1145953
I
See footnote
Series C-R Redeemable Convertible Preferred Stock
Common Stock
514023
I
See footnote
Series D-R Redeemable Convertible Preferred Stock
Common Stock
202377
I
See footnote
Series E-R Redeemable Convertible Preferred Stock
Common Stock
119254
I
See footnote
Series G Redeemable Convertible Preferred Stock
Common Stock
53660
I
See footnote
Series G' Redeemable Convertible Preferred Stock
Common Stock
260097
I
See footnote
Each share of Series A-R Redeemable Convertible Preferred Stock, Series B-R Redeemable Convertible Preferred Stock, Series C-R Redeemable Convertible Preferred Stock, Series D-R Redeemable Convertible Preferred Stock, Series E-R Redeemable Convertible Preferred Stock, Series G Redeemable Convertible Preferred Stock and Series G' Redeemable Convertible Preferred Stock is convertible into the Issuer's Common Stock on a one-for-one basis, has no expiration date and will convert upon the closing of the Issuer's initial public offering.
Shares held directly by Canaan VIII L.P. ("Canaan LP"). Canaan Partners VIII LLC ("Canaan LLC" and together with Canaan LP, the "Canaan Entities") is the sole general partner of Canaan LP. Investment and voting decisions with respect to the shares held by Canaan LP are made by the managers of Canaan LLC, collectively. John Balen, a manager and member of Canaan LLC, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Balen disclaims beneficial ownership in the securities held by the Canaan Entities, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan LLC.
This amendment is being filed to disclose the Reporting Owner's indirect beneficial ownership of the securities set forth in Table II. This amendment is reflected by the addition of Table II and the footnotes set forth under "Explanation of Responses" and the deletion of the previous "Remarks" which stated "No securities are beneficially owned".
/s/ John V. Balen
2018-02-13