0001127602-14-007156.txt : 20140219
0001127602-14-007156.hdr.sgml : 20140219
20140219173403
ACCESSION NUMBER: 0001127602-14-007156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140217
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectra Energy Corp.
CENTRAL INDEX KEY: 0001373835
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923]
IRS NUMBER: 205413139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 704-382-8160
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Gas SpinCo, Inc.
DATE OF NAME CHANGE: 20060825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REDDY J PATRICK
CENTRAL INDEX KEY: 0001181025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33007
FILM NUMBER: 14626938
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-17
0001373835
Spectra Energy Corp.
SE
0001181025
REDDY J PATRICK
5400 WESTHEIMER COURT
HOUSTON
TX
77056
1
Chief Financial Officer
Common Stock
2014-02-17
4
M
0
11133
37.05
A
76110
D
Common Stock
2014-02-17
4
D
0
11133
D
64977
D
Performance Shares Feb 2011
2014-02-17
4
M
0
11133
0
D
2014-02-22
Common Stock
11133
0
D
Phantom Stock Esp
2014-02-17
4
A
0
11133
A
Common Stock
11133
65593.4631
I
By Trustee Executive Savings Plan
LTIP Phantom Stock Grant Feb 2014
2014-02-18
4
A
0
13000
0
A
2017-02-18
2017-02-18
Common Stock
13000
13000
D
Performance Shares Feb 2014
2014-02-18
4
A
0
20600
0
A
2017-02-18
Common Stock
20600
20600
D
Upon vesting of performance award granted to the reportig person on February 22, 2011, the reporting person deferred the receipt of 11,133 into his executive savings plan. As a result, the reporting person is reporting the disposition of 11,133 shares of common stock into his executive savings plan.
Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.
Expiration date not applicable.
Converts to Common Stock on a 1-for-1 basis.
Payable upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law.
Expiration date not applicable.
Converts to Common Stock on a 1-for-1 basis.
Grant cliff vests 3 years from date of Grant.
/s/Emily L. Strait, Attorney-in-Fact for Mr. Reddy
2014-02-19