0001127602-14-007156.txt : 20140219 0001127602-14-007156.hdr.sgml : 20140219 20140219173403 ACCESSION NUMBER: 0001127602-14-007156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140217 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDY J PATRICK CENTRAL INDEX KEY: 0001181025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 14626938 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-17 0001373835 Spectra Energy Corp. SE 0001181025 REDDY J PATRICK 5400 WESTHEIMER COURT HOUSTON TX 77056 1 Chief Financial Officer Common Stock 2014-02-17 4 M 0 11133 37.05 A 76110 D Common Stock 2014-02-17 4 D 0 11133 D 64977 D Performance Shares Feb 2011 2014-02-17 4 M 0 11133 0 D 2014-02-22 Common Stock 11133 0 D Phantom Stock Esp 2014-02-17 4 A 0 11133 A Common Stock 11133 65593.4631 I By Trustee Executive Savings Plan LTIP Phantom Stock Grant Feb 2014 2014-02-18 4 A 0 13000 0 A 2017-02-18 2017-02-18 Common Stock 13000 13000 D Performance Shares Feb 2014 2014-02-18 4 A 0 20600 0 A 2017-02-18 Common Stock 20600 20600 D Upon vesting of performance award granted to the reportig person on February 22, 2011, the reporting person deferred the receipt of 11,133 into his executive savings plan. As a result, the reporting person is reporting the disposition of 11,133 shares of common stock into his executive savings plan. Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Payable upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Grant cliff vests 3 years from date of Grant. /s/Emily L. Strait, Attorney-in-Fact for Mr. Reddy 2014-02-19