0000899243-16-021146.txt : 20160527
0000899243-16-021146.hdr.sgml : 20160527
20160527204015
ACCESSION NUMBER: 0000899243-16-021146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160525
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hortonworks, Inc.
CENTRAL INDEX KEY: 0001610532
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 371634325
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-916-4121
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CORMIER PAUL J
CENTRAL INDEX KEY: 0001180601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36780
FILM NUMBER: 161683701
MAIL ADDRESS:
STREET 1: C/O RED HAT, INC
STREET 2: 100 EAST DAVIE STREET
CITY: RALEIGH
STATE: NC
ZIP: 27601
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-25
0
0001610532
Hortonworks, Inc.
HDP
0001180601
CORMIER PAUL J
C/O HORTONWORKS, INC.
5470 GREAT AMERICA PARKWAY
SANTA CLARA
CA
95054
1
0
0
0
Common Stock
2016-05-25
4
A
0
12998
0.00
A
120973
D
Exempt grant of restricted stock units under the Issuer's Amended and Restated 2014 Stock Option and Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on May 25, 2017, subject to the Reporting Person's continuous service as a board member through such date. Unvested shares are subject to acceleration upon the occurrence of certain events.
/s/ David Howard as Attorney-in-fact for Paul J. Cormier
2016-05-27