0001085146-24-003718.txt : 20240812
0001085146-24-003718.hdr.sgml : 20240812
20240812170012
ACCESSION NUMBER: 0001085146-24-003718
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240630
FILED AS OF DATE: 20240812
DATE AS OF CHANGE: 20240812
EFFECTIVENESS DATE: 20240812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC
CENTRAL INDEX KEY: 0001180391
ORGANIZATION NAME:
IRS NUMBER: 752681494
STATE OF INCORPORATION: TX
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10258
FILM NUMBER: 241197738
BUSINESS ADDRESS:
STREET 1: 4200 S. HULEN
STREET 2: STE 534
CITY: FORT WORTH
STATE: TX
ZIP: 76109
BUSINESS PHONE: 7132243100
MAIL ADDRESS:
STREET 1: 4200 S. HULEN
STREET 2: STE 534
CITY: FORT WORTH
STATE: TX
ZIP: 76109
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001180391
XXXXXXXX
06-30-2024
06-30-2024
false
SMH CAPITAL ADVISORS INC
4200 S. HULEN
STE 534
FORT WORTH
TX
76109
13F HOLDINGS REPORT
028-10258
000108344
801-54089
N
Jenny Don Carlos
Platform Program Manager
817-569-7005
/s/ Jenny Don Carlos
Fort Worth
TX
08-12-2024
0
49
32684489
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
BBG001S5T7X2
398539
3900
SH
SOLE
3900
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
BBG001S5NDV7
313142
14572
SH
SOLE
14572
0
0
AFC GAMMA INC
COM
00109K105
BBG00YPSX5R9
317200
26000
SH
SOLE
26000
0
0
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
BBG001S6LJ53
275175
26257
SH
SOLE
26257
0
0
ALLIANCEBERNSTEIN NATL MUN I
COM
01864U106
BBG001SK6452
136796
12313
SH
SOLE
12313
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
BBG00ZNLTFL2
1331084
11274
SH
SOLE
11274
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
208733
991
SH
SOLE
991
0
0
AT&T INC
COM
00206R102
BBG001S5VWH2
498907
26107
SH
SOLE
26107
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
BBG001SJQLG3
279529
28847
SH
SOLE
28847
0
0
BLACKROCK CR ALLOCATION INCO
COM
092508100
BBG001SS72L0
255628
23868
SH
SOLE
23868
0
0
BLACKROCK MULTI SECTOR INC T
COM
09258A107
BBG003P84C70
195653
13419
SH
SOLE
13419
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
BBG001SLPP25
143993
11669
SH
SOLE
11669
0
0
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
BBG001SC0HR3
285950
16980
SH
SOLE
16980
0
0
CAPITAL SOUTHWEST CORP
COM
140501107
BBG001S5Q7P4
421159
16143
SH
SOLE
16143
0
0
CARLYLE GROUP INC
COM
14316J108
BBG001S7JM84
636157
15845
SH
SOLE
15845
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
BBG001SG5559
192247
16460
SH
SOLE
16460
0
0
COMPASS DIVERSIFIED
SH BEN INT
20451Q104
BBG001SPY7K6
1581506
72248
SH
SOLE
72248
0
0
EATON VANCE MUN BD FD
COM
27827X101
BBG001S6S949
140764
13305
SH
SOLE
13305
0
0
EATON VANCE TAX ADVT DIV INC
COM
27828G107
BBG001SBKCG6
228672
9818
SH
SOLE
9818
0
0
ENBRIDGE INC
COM
29250N105
BBG001S6Q6D7
551859
15506
SH
SOLE
15506
0
0
EZCORP INC
NOTE 2.375% 5/0
302301AE6
1876497
1945000
SH
SOLE
1945000
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
BBG001SDC273
231531
10195
SH
SOLE
10195
0
0
HELLO GROUP INC
NOTE 1.250% 7/0
60879BAB3
9833
10000
SH
SOLE
10000
0
0
INNOVATIVE INDL PPTYS INC
COM
45781V101
BBG00F0SW7P6
261036
2390
SH
SOLE
2390
0
0
ISHARES TR
MSCI EAFE ETF
464287465
BBG001SG09V7
330568
4220
SH
SOLE
4220
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
BBG001S5SX02
318672
6404
SH
SOLE
6404
0
0
KRAFT HEINZ CO
COM
500754106
BBG005CPNTR1
263192
8169
SH
SOLE
8169
0
0
MAIN STR CAP CORP
COM
56035L104
BBG001SJMVT1
1005261
19910
SH
SOLE
19910
0
0
NEXPOINT DIVERSIFIED REL ET
COM NEW
65340G205
BBG001SQLM25
333585
60323
SH
SOLE
60323
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
BBG001SKQWJ3
136595
11919
SH
SOLE
11919
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
BBG001SCTFM1
139046
11844
SH
SOLE
11844
0
0
ORION OFFICE REIT INC
COM
68629Y103
BBG0118JXCF7
113547
31629
SH
SOLE
31629
0
0
PENNANTPARK INVT CORP
COM
708062104
BBG001SSQMH0
780617
103393
SH
SOLE
103393
0
0
PROSPECT CAP CORP
COM
74348T102
BBG001SM4WF7
560213
101304
SH
SOLE
101304
0
0
REALTY INCOME CORP
COM
756109104
BBG001S884K0
423462
8017
SH
SOLE
8017
0
0
RITHM CAPITAL CORP
COM NEW
64828T201
BBG003T1GM12
381501
34968
SH
SOLE
34968
0
0
STANDARD BIOTOOLS INC
NOTE 2.750% 2/0
34385PAA6
18823
19000
SH
SOLE
19000
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
BBG001S5WMJ1
120946
22691
SH
SOLE
22691
0
0
TRINITY CAP INC
COM
896442308
BBG00T6WFZK3
351959
24891
SH
SOLE
24891
0
0
U S GLOBAL INVS INC
CL A
902952100
BBG001S5QZ09
280100
107318
SH
SOLE
107318
0
0
UPSTART HLDGS INC
NOTE 0.250% 8/1
91680MAB3
2183371
2758000
SH
SOLE
2758000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
BBG001SHTTZ6
336257
7684
SH
SOLE
7684
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
487332
11817
SH
SOLE
11817
0
0
VICI PPTYS INC
COM
925652109
BBG00HVVB4B6
802433
28018
SH
SOLE
28018
0
0
VICTORY CAP HLDGS INC
COM CL A
92645B103
BBG0074JPDP5
285865
5989
SH
SOLE
5989
0
0
VIRTUS EQUITY & CONV INCM FD
COM
92841M101
BBG001SHZGR6
284693
12250
SH
SOLE
12250
0
0
WISDOMTREE INC
COM
97717P104
BBG001SD2W32
180705
18235
SH
SOLE
18235
0
0
WISDOMTREE INC
NOTE 3.250% 6/1
97717PAD6
10007160
9370000
SH
SOLE
9370000
0
0
WISDOMTREE INC
NOTE 5.750% 8/1
97717PAF1
1786996
1460000
SH
SOLE
1460000
0
0