0001085146-24-000788.txt : 20240206 0001085146-24-000788.hdr.sgml : 20240206 20240206172924 ACCESSION NUMBER: 0001085146-24-000788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240206 DATE AS OF CHANGE: 20240206 EFFECTIVENESS DATE: 20240206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 ORGANIZATION NAME: IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 24601355 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001180391 XXXXXXXX 12-31-2023 12-31-2023 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 000108344 801-54089 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 02-06-2024 0 47 46123030 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 BBG001S5NDV7 252271 14245 SH SOLE 14245 0 0 AFC GAMMA INC COM 00109K105 BBG00YPSX5R9 312780 26000 SH SOLE 26000 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 262332 25922 SH SOLE 25922 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 BBG001SK6452 133471 12313 SH SOLE 12313 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 BBG00ZNLTFL2 1123969 12061 SH SOLE 12061 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 439845 26212 SH SOLE 26212 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 BBG001SJQLG3 272014 28846 SH SOLE 28846 0 0 BLACKROCK CR ALLOCATION INCO COM 092508100 BBG001SS72L0 243095 23556 SH SOLE 23556 0 0 BLACKROCK MULTI SECTOR INC T COM 09258A107 BBG003P84C70 190233 12682 SH SOLE 12682 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 BBG001SLPP25 135825 11669 SH SOLE 11669 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 245418 16504 SH SOLE 16504 0 0 CAPITAL SOUTHWEST CORP COM 140501107 BBG001S5Q7P4 401583 16944 SH SOLE 16944 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 185700 15172 SH SOLE 15172 0 0 COMPASS DIVERSIFIED SH BEN INT 20451Q104 BBG001SPY7K6 1706922 76032 SH SOLE 76032 0 0 EATON VANCE MUN BD FD COM 27827X101 BBG001S6S949 134776 13305 SH SOLE 13305 0 0 EATON VANCE TAX ADVT DIV INC COM 27828G107 BBG001SBKCG6 208014 9349 SH SOLE 9349 0 0 EZCORP INC NOTE 2.375% 5/0 302301AE6 1876618 2022000 PRN SOLE 2022000 0 0 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 9269217 12662000 PRN SOLE 12662000 0 0 GABELLI DIVID & INCOME TR COM 36242H104 BBG001SDC273 209468 9680 SH SOLE 9680 0 0 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 9833 10000 PRN SOLE 10000 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 BBG00F0SW7P6 240960 2390 SH SOLE 2390 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 500128 3058 SH SOLE 3058 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 261578 3380 SH SOLE 3380 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 BBG001SSD858 530849 10353 SH SOLE 10353 0 0 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 509931 4744 SH SOLE 4744 0 0 JEFFERIES FINL GROUP INC COM 47233W109 BBG001S5SX02 281631 6969 SH SOLE 6969 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 304839 8243 SH SOLE 8243 0 0 MAIN STR CAP CORP COM 56035L104 BBG001SJMVT1 782708 18106 SH SOLE 18106 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 BBG001S7WM61 59233 12064 SH SOLE 12064 0 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 BBG001SQLM25 455361 57278 SH SOLE 57278 0 0 NIO INC NOTE 0.500% 2/0 62914VAF3 11772390 12866000 PRN SOLE 12866000 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 BBG001SKQWJ3 131112 11919 SH SOLE 11919 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 135611 11844 SH SOLE 11844 0 0 ORION OFFICE REIT INC COM 68629Y103 BBG0118JXCF7 192995 33740 SH SOLE 33740 0 0 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 BBG00XWZGGJ1 288163 23562 SH SOLE 23562 0 0 PITNEY BOWES INC COM 724479100 BBG001S5V171 207478 47154 SH SOLE 47154 0 0 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 606913 101321 SH SOLE 101321 0 0 STANDARD BIOTOOLS INC NOTE 2.750% 2/0 34385PAA6 18880 19000 PRN SOLE 19000 0 0 TEMPLETON EMERGING MKTS INCO COM 880192109 BBG001S5WMJ1 113623 22279 SH SOLE 22279 0 0 U S GLOBAL INVS INC CL A 902952100 BBG001S5QZ09 316681 112298 SH SOLE 112298 0 0 UPSTART HLDGS INC NOTE 0.250% 8/1 91680MAB3 95069 130000 PRN SOLE 130000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 473658 12564 SH SOLE 12564 0 0 VICI PPTYS INC COM 925652109 BBG00HVVB4B6 490216 15377 SH SOLE 15377 0 0 VICTORY CAP HLDGS INC COM CL A 92645B103 BBG0074JPDP5 218623 6348 SH SOLE 6348 0 0 VIRTUS EQUITY & CONV INCM FD COM 92841M101 BBG001SHZGR6 280211 13401 SH SOLE 13401 0 0 WISDOMTREE INC COM 97717P104 BBG001SD2W32 127360 18378 SH SOLE 18378 0 0 WISDOMTREE INC NOTE 3.250% 6/1 97717PAD6 9113445 9405000 PRN SOLE 9405000 0 0