0001085146-22-002920.txt : 20220810 0001085146-22-002920.hdr.sgml : 20220810 20220809174801 ACCESSION NUMBER: 0001085146-22-002920 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220810 DATE AS OF CHANGE: 20220809 EFFECTIVENESS DATE: 20220810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 221149678 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001180391 XXXXXXXX 06-30-2022 06-30-2022 true 1 RESTATEMENT SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 08-09-2022 0 63 74155 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 326 21260 SH SOLE 0 0 21260 AFC GAMMA INC COM 00109K105 399 26000 SH SOLE 0 0 26000 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 366 37451 SH SOLE 0 0 37451 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 141 12202 SH SOLE 0 0 12202 AMERICOLD REALTY TRUST INC COM 03064D108 535 17801 SH SOLE 0 0 17801 APOLLO GLOBAL MGMT INC COM 03769M106 730 15055 SH SOLE 0 0 15055 AT&T INC COM 00206R102 695 33162 SH SOLE 0 0 33162 BLACKROCK CORPOR HI YLD FD I COM 09255P107 424 44447 SH SOLE 0 0 44447 BLACKROCK CR ALLOCATION INCO COM 092508100 400 36773 SH SOLE 0 0 36773 BLACKROCK MULTI SECTOR INC T COM 09258A107 285 20059 SH SOLE 0 0 20059 BLACKROCK MUNICIPAL INCOME COM 09253X102 133 11139 SH SOLE 0 0 11139 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 316 24102 SH SOLE 0 0 24102 CHEVRON CORP NEW COM 166764100 650 4489 SH SOLE 0 0 4489 COHEN & STEERS LTD DURATION COM 19248C105 302 15258 SH SOLE 0 0 15258 COHEN & STEERS QUALITY INCOM COM 19247L106 322 23706 SH SOLE 0 0 23706 COMPASS DIVERSIFIED SH BEN INT 20451Q104 1760 82183 SH SOLE 0 0 82183 D R HORTON INC COM 23331A109 707 10687 SH SOLE 0 0 10687 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 7717 7854000 SH SOLE 0 0 7854000 EATON VANCE MUN BD FD COM 27827X101 140 13090 SH SOLE 0 0 13090 EATON VANCE TAX ADVT DIV INC COM 27828G107 295 12367 SH SOLE 0 0 12367 EXXON MOBIL CORP COM 30231G102 597 6968 SH SOLE 0 0 6968 EZCORP INC NOTE 2.375% 5/0 302301AE6 2489 2811000 SH SOLE 0 0 2811000 FINTECH ACQUISITION CORP V COM CL A 31810Q107 111 11317 SH SOLE 0 0 11317 FUBOTV INC NOTE 3.250% 2/1 35953DAB0 4014 12662000 SH SOLE 0 0 12662000 GABELLI DIVID & INCOME TR COM 36242H104 295 14428 SH SOLE 0 0 14428 HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 306 13321 SH SOLE 0 0 13321 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 12907 14183000 SH SOLE 0 0 14183000 HP INC COM 40434L105 483 14738 SH SOLE 0 0 14738 INNOVATIVE INDL PPTYS INC COM 45781V101 263 2390 SH SOLE 0 0 2390 INTERNATIONAL BUSINESS MACHS COM 459200101 523 3705 SH SOLE 0 0 3705 ISHARES TR ISHS 1-5YR INVS 464288646 594 11753 SH SOLE 0 0 11753 ISHARES TR TIPS BD ETF 464287176 587 5157 SH SOLE 0 0 5157 JEFFERIES FINL GROUP INC COM 47233W109 226 8182 SH SOLE 0 0 8182 KINDER MORGAN INC DEL COM 49456B101 168 10053 SH SOLE 0 0 10053 KRAFT HEINZ CO COM 500754106 403 10567 SH SOLE 0 0 10567 MERCK & CO INC COM 58933Y105 232 2544 SH SOLE 0 0 2544 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 1034 62711 SH SOLE 0 0 62711 NIO INC NOTE 0.500% 2/0 62914VAF3 10809 14422000 SH SOLE 0 0 14422000 NUVEEN AMT FREE QLTY MUN INC COM 670657105 138 11710 SH SOLE 0 0 11710 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 144 11801 SH SOLE 0 0 11801 NUVEEN QUALITY MUNCP INCOME COM 67066V101 144 11547 SH SOLE 0 0 11547 OAKTREE SPECIALTY LENDING CO COM 67401P108 290 44290 SH SOLE 0 0 44290 PERELLA WEINBERG PARTNERS CLASS A COM 71367G102 154 26492 SH SOLE 0 0 26492 PETMED EXPRESS INC COM 716382106 222 11146 SH SOLE 0 0 11146 PITNEY BOWES INC COM 724479100 171 47154 SH SOLE 0 0 47154 PROSPECT CAP CORP COM 74348T102 805 115109 SH SOLE 0 0 115109 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 4253 4221000 SH SOLE 0 0 4221000 QUEST DIAGNOSTICS INC COM 74834L100 432 3252 SH SOLE 0 0 3252 REALTY INCOME CORP COM 756109104 295 4315 SH SOLE 0 0 4315 SCULPTOR CAP MGMT COM CL A 811246107 390 46682 SH SOLE 0 0 46682 SLR INVESTMENT CORP COM 83413U100 167 11407 SH SOLE 0 0 11407 STANDARD BIOTOOLS INC NOTE 2.750% 2/0 34385PAA6 29 31000 SH SOLE 0 0 31000 TEMPLETON EMERGING MKTS INCO COM 880192109 198 36703 SH SOLE 0 0 36703 U S GLOBAL INVS INC CL A 902952100 592 133930 SH SOLE 0 0 133930 VERIZON COMMUNICATIONS INC COM 92343V104 474 9333 SH SOLE 0 0 9333 VICI PPTYS INC COM 925652109 1755 58918 SH SOLE 0 0 58918 VICTORY CAP HLDGS INC COM CL A 92645B103 240 9957 SH SOLE 0 0 9957 VIRTUS EQUITY & CONV INCM FD COM 92841M101 384 18529 SH SOLE 0 0 18529 WALMART INC COM 931142103 217 1782 SH SOLE 0 0 1782 WARNER BROS DISCOVERY INC COM SER A 934423104 144 10694 SH SOLE 0 0 10694 WISDOMTREE INVTS INC COM 97717P104 169 33319 SH SOLE 0 0 33319 WISDOMTREE INVTS INC NOTE 3.250% 6/1 97717PAD6 9353 10312000 SH SOLE 0 0 10312000 WP CAREY INC COM 92936U109 311 3751 SH SOLE 0 0 3751