0001209191-18-018327.txt : 20180308 0001209191-18-018327.hdr.sgml : 20180308 20180308192628 ACCESSION NUMBER: 0001209191-18-018327 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180308 DATE AS OF CHANGE: 20180308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOUDIS RICHARD CENTRAL INDEX KEY: 0001311175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18678130 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-07 0 0001180262 HERBALIFE LTD. HLF 0001311175 GOUDIS RICHARD 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 0 1 0 0 Chief Executive Officer Common Stock 2018-03-07 4 M 0 83333 6.82 A 264786 D Common Stock 2018-03-07 4 D 0 5792 98.13 D 258994 D Common Stock 2018-03-07 4 F 0 40593 98.13 D 218401 D Stock Appreciation Rights 6.82 2018-03-07 4 M 0 83333 0.00 D 2014-02-27 2019-02-27 Common Stock 83333 0 D The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13. /s/ Eileen Uy, Attorney-in-Fact for Richard Goudis 2018-03-08