0001209191-18-013696.txt : 20180226 0001209191-18-013696.hdr.sgml : 20180226 20180226212240 ACCESSION NUMBER: 0001209191-18-013696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180222 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harms Thomas CENTRAL INDEX KEY: 0001713357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 18642706 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD., SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-22 0 0001180262 HERBALIFE LTD. HLF 0001713357 Harms Thomas 800 W. OLYMPIC BLVD., SUITE 406 LOS ANGELES CA 90015 0 1 0 0 SVP, China & APAC Common Stock 2018-02-26 4 A 0 4634 0.00 A 4634 D Stock Appreciation Rights 30.44 2018-02-22 4 A 0 5506 0.00 A 2018-03-02 2025-03-02 Common Stock 5506 9176 D Stock Appreciation Rights 62.51 2018-02-22 4 A 0 605 0.00 A 2018-05-09 2026-05-09 Common Stock 605 1209 D Stock Appreciation Rights 57.19 2018-02-22 4 A 0 635 0.00 A 2018-02-27 2027-02-27 Common Stock 635 635 D Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021. On March 2, 2015, the reporting person was granted an award of 9,176 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 5,506 SARs which will vest on March 2, 2018. On May 9, 2016, the reporting person was granted an award of 3,023 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 605 SARs which will vest on May 9, 2018. On February 27, 2017, the reporting person was granted an award of 3,177 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 635 SARs which will vest on February 27, 2018. /s/ Eileen Uy, Attorney-in-Fact for Thomas Harms 2018-02-26