0001209191-17-031676.txt : 20170511 0001209191-17-031676.hdr.sgml : 20170511 20170511203351 ACCESSION NUMBER: 0001209191-17-031676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hienrich Edi CENTRAL INDEX KEY: 0001472187 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 17836092 MAIL ADDRESS: STREET 1: 800 W. OLYMPIC BLVD., SUITE 406 CITY: LOS ANGELES STATE: CA ZIP: 90015 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-09 0 0001180262 HERBALIFE LTD. HLF 0001472187 Hienrich Edi 800 W. OLYMPIC BLVD. SUITE 406 LOS ANGELES CA 90015 0 1 0 0 SVP/Managing Director EMEA Common Stock 2017-05-09 4 M 0 24000 15.14 A 29488 D Common Stock 2017-05-09 4 D 0 4991 72.81 D 24497 D Common Stock 2017-05-09 4 F 0 10378 72.81 D 14119 D Common Stock 2017-05-09 4 S 0 5488 73.00 D 8631 D Common Stock 2017-05-11 4 S 0 8631 71.74 D 0 D Stock Appreciation Rights 15.14 2017-05-09 4 M 0 24000 0.00 D 2012-08-31 2019-08-31 Common Stock 24000 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016. The total number of shares has been adjusted to include 4,628 shares inadvertently omitted from prior reports. The reporting person received 8,631 shares of common stock upon the net exercise of the 24,000 stock appreciation rights ("SARS"). The reporting person forfeited 4,991 shares of common stock underlying the SARS in payment of the exercise price and 10,378 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81. This transaction was executed in multiple trades at prices ranging from $71.31 to $72.27. The price reported above reflects the average sale price of $72.27. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Eileen Uy, Attorney-in-Fact for Edi Heinrich 2017-05-11