0001209191-17-031676.txt : 20170511
0001209191-17-031676.hdr.sgml : 20170511
20170511203351
ACCESSION NUMBER: 0001209191-17-031676
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170511
DATE AS OF CHANGE: 20170511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBALIFE LTD.
CENTRAL INDEX KEY: 0001180262
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
BUSINESS PHONE: 310 410 9600
MAIL ADDRESS:
STREET 1: P.O. BOX 309GT
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GEORGE TOWN
STATE: E9
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD
DATE OF NAME CHANGE: 20020814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hienrich Edi
CENTRAL INDEX KEY: 0001472187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32381
FILM NUMBER: 17836092
MAIL ADDRESS:
STREET 1: 800 W. OLYMPIC BLVD., SUITE 406
CITY: LOS ANGELES
STATE: CA
ZIP: 90015
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-09
0
0001180262
HERBALIFE LTD.
HLF
0001472187
Hienrich Edi
800 W. OLYMPIC BLVD. SUITE 406
LOS ANGELES
CA
90015
0
1
0
0
SVP/Managing Director EMEA
Common Stock
2017-05-09
4
M
0
24000
15.14
A
29488
D
Common Stock
2017-05-09
4
D
0
4991
72.81
D
24497
D
Common Stock
2017-05-09
4
F
0
10378
72.81
D
14119
D
Common Stock
2017-05-09
4
S
0
5488
73.00
D
8631
D
Common Stock
2017-05-11
4
S
0
8631
71.74
D
0
D
Stock Appreciation Rights
15.14
2017-05-09
4
M
0
24000
0.00
D
2012-08-31
2019-08-31
Common Stock
24000
0
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.
The total number of shares has been adjusted to include 4,628 shares inadvertently omitted from prior reports.
The reporting person received 8,631 shares of common stock upon the net exercise of the 24,000 stock appreciation rights ("SARS"). The reporting person forfeited 4,991 shares of common stock underlying the SARS in payment of the exercise price and 10,378 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 9, 2017 of $72.81.
This transaction was executed in multiple trades at prices ranging from $71.31 to $72.27. The price reported above reflects the average sale price of $72.27. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Eileen Uy, Attorney-in-Fact for Edi Heinrich
2017-05-11