-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1hvQmQTIgsBxoFgfcHdW3ek4J6807C2fMzp+QlJLghsrZWhpR73JtNR6eczJyfv 3AXGIc3RiPCcgx+zexbINg== 0001068800-09-000160.txt : 20090804 0001068800-09-000160.hdr.sgml : 20090804 20090804165113 ACCESSION NUMBER: 0001068800-09-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090731 FILED AS OF DATE: 20090804 DATE AS OF CHANGE: 20090804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVELLY PAUL A CENTRAL INDEX KEY: 0001180136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52577 FILM NUMBER: 09984195 MAIL ADDRESS: STREET 1: 115 S JEFFERSON RD CITY: WHIPPANY STATE: NJ ZIP: 07981 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FutureFuel Corp. CENTRAL INDEX KEY: 0001337298 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 203340900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-854-8520 MAIL ADDRESS: STREET 1: 8235 FORSYTH BOULEVARD SUITE 400 CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: Viceroy Acquisition CORP DATE OF NAME CHANGE: 20050829 4 1 novelly_ex.xml X0303 4 2009-07-31 0 0001337298 FutureFuel Corp. FTFL.OB 0001180136 NOVELLY PAUL A 3920 N. A-1-A, UNIT 301 FORT PIERCE FL 34949 1 1 1 0 Exec. Chair. of the Board Common Stock 2009-07-31 4 S 0 156250 0 D 11547500 I 0 Warrants (Right to Buy Stock) 6.00 2009-07-31 4 S 0 156250 0 D 2006-10-31 2010-07-12 Common Stock 156250 6012600 I 0 Private sale of units consisting of one share of common stock and one warrant each at a price of $8.00 per unit. Includes (i) 10,822,500 shares of common stock owned by St. Albans Global Management Limited Partnership, LLLP, a Delaware limited liability limited partnership ("Global"), as to which Mr. Novelly is the chief executive officer, (ii) 625,000 shares owned by Apex Holding Co., a Missouri corporation ("Holding") as to which Mr. Novelly is Chief Executive Officer and the sole director, and (iii) 100,000 shares owned by Mr. Novelly individually. Securities owned by Global, as to which Mr. Novelly is the chief executive officer, but he disclaims beneficial ownership of all shares and warrants owned by Global except to the extent of a minor pecuniary interest. /s/ Douglas D. Hommert, Attorney in fact for the Reporting Person, Paul A. Novelly 2009-07-31 -----END PRIVACY-ENHANCED MESSAGE-----