0001140361-17-045938.txt : 20171212 0001140361-17-045938.hdr.sgml : 20171212 20171212201353 ACCESSION NUMBER: 0001140361-17-045938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Richard S. Jr. CENTRAL INDEX KEY: 0001571546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35828 FILM NUMBER: 171252861 MAIL ADDRESS: STREET 1: 555 BROADWAY STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILVER SPRING NETWORKS INC CENTRAL INDEX KEY: 0001180079 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 W. TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 669-770-4000 MAIL ADDRESS: STREET 1: 230 W. TASMAN DRIVE CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc1.xml FORM 4 X0306 4 2017-12-07 0 0001180079 SILVER SPRING NETWORKS INC SSNI 0001571546 Arnold Richard S. Jr. C/O SILVER SPRING NETWORKS, INC. 230 W. TASMAN DRIVE SAN JOSE CA 95134 0 1 0 0 General Counsel & Secretary Common Stock 2017-12-07 4 M 0 26875 14.9 A 47051 D Common Stock 2017-12-07 4 M 0 26666 9.6 A 73717 D Common Stock 2017-12-07 4 M 0 15000 13.09 A 88717 D Common Stock 2017-12-07 4 S 0 68541 16.24 D 20176 D Employee Stock Option (right to buy) 14.9 2017-12-07 4 M 0 26875 0 D 2024-04-09 Common Stock 26875 3125 D Employee Stock Option (right to buy) 9.6 2017-12-07 4 M 0 26666 0 D 2025-03-09 Common Stock 26666 13334 D Employee Stock Option (right to buy) 13.09 2017-12-07 4 M 0 15000 0 D 2026-05-09 Common Stock 15000 25000 D The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2016. The stock option vested as to 1/4th of the total number of shares on April 10, 2015 and thereafter vests as to 1/48th of the total number of shares in equal monthly installments. The stock option vested as to 1/4th of the total number of shares on March 10, 2016 and thereafter vests as to 1/48th of the total number of shares in equal monthly installments. The stock option vested as to 1/4th of the total number of shares on May 10, 2017 and thereafter vests as to 1/48th of the total number of shares in equal monthly installments. /s/ Richard S. Arnold, Jr. by Cecilia Hartwig, Attorney-in-Fact 2017-12-11