0001140361-17-032455.txt : 20170816
0001140361-17-032455.hdr.sgml : 20170816
20170816165637
ACCESSION NUMBER: 0001140361-17-032455
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170812
FILED AS OF DATE: 20170816
DATE AS OF CHANGE: 20170816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vaswani Raj
CENTRAL INDEX KEY: 0001571608
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35828
FILM NUMBER: 171036860
MAIL ADDRESS:
STREET 1: 555 BROADWAY STREET
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SILVER SPRING NETWORKS INC
CENTRAL INDEX KEY: 0001180079
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 W. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 669-770-4000
MAIL ADDRESS:
STREET 1: 230 W. TASMAN DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2017-08-12
2017-08-15
0
0001180079
SILVER SPRING NETWORKS INC
SSNI
0001571608
Vaswani Raj
C/O SILVER SPRING NETWORKS, INC.
230 W. TASMAN DRIVE
SAN JOSE
CA
95134
0
1
0
0
Co-Founder
Common Stock
2017-08-12
4
M
0
734
0
A
634727
D
Common Stock
2017-08-12
4
F
0
276
12.95
D
634451
D
Restricted Stock Units
0
2017-08-12
4
M
0
734
0
D
Common Stock
734
2204
D
Release and settlement of restricted stock units ("RSUs") granted to the Reporting Person on May 12, 2014, the grant of which was previously reported on a Form 4 by the Reporting Person.
Exempt transaction pursuant to Section 16b-3(e) for payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished to the Issuer by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs.
Due to an administrative error, the Form 4 that was filed by the Reporting Person with the U.S. Securities and Exchange Commission on August 15, 2017 mistakenly reported a sale of 9,611 shares on August 14, 2017 that did not in fact occur. This amended report retracts such reported sale and this Column 5 reflects the correct number of shares owned by the Reporting Person as of August 15, 2017.
Each RSU represents a contingent right to receive one share of the Issuer's common stock.
25% of the RSUs vested on May 12, 2015 and thereafter vests quarterly as to 6.25% of the total RSUs with the first 6.25% vesting on August 12, 2015. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
/s/ Raj Vaswani by Cecilia Hartwig, Attorney-in-Fact
2017-08-16