0001179791-23-000005.txt : 20230126 0001179791-23-000005.hdr.sgml : 20230126 20230126165722 ACCESSION NUMBER: 0001179791-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FISHER,ROBERT,WE, FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04582 FILM NUMBER: 23558456 BUSINESS ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: KOPPERS BUILDING SUITE 2600 CITY: PITTSBURGH STATE: PA ZIP: 15219 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 436 SEVENTH AVENUE STREET 2: KOPPERS BUILDING SUITE 2600 CITY: PITTSBURGH STATE: PA ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: CIM INVESTMENT MANGEMENT INC DATE OF NAME CHANGE: 20020809 MA-I/A 1 primary_doc.xml MA-I/A 0001179791 XXXXXXXX Antoine L Smalls 4127652771 asmalls@ciminvests.com asmalls@ciminvests.com N 0001179791-17-000004 N Robert WE Fisher 722188 Y 2 0001179791 CIM INVESTMENT MANAGEMENT INC Commonwealth Investment Management 09-29-2014 N 867-01200 LOCATED SUPERVISED 09-09-2022 KOPPERS BUILDING 436 SEVENTH AVENUE, SUITE 2600 PITTSBURGH PA 15219 0001616202 Fisher Robert W. E. 09-24-2010 N 867-00458 LOCATED SUPERVISED 09-24-2010 239 4th Ave Ste 1301 Pittsburgh PA 1522 09-2014 CIM Investment Management, Inc. Pittsburgh PA 15219 Y Y Municipal Advisory Professional 09-2010 09-2014 Robert W.E. Fisher Pittsburgh PA 15222 Y N Municipal Advisory Professional 09-2004 09-2010 Commonwealth Securities and Investments, Inc. Pittsburgh PA 15222 Y Y Vice President Y 09-2010 Robert W.E. Fisher 239 4th Ave. Pittsburgh PA 15222 Y N Municipal Advisor Sole Proprietor 30 Provided Municipal Advisory advice to municipal entities and obligated persons. Provided non- municipal advisory technical assistance to attorneys. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-26-2023 Antoine Lamont Smalls CCO