0001179791-23-000005.txt : 20230126
0001179791-23-000005.hdr.sgml : 20230126
20230126165722
ACCESSION NUMBER: 0001179791-23-000005
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FISHER,ROBERT,WE,
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04582
FILM NUMBER: 23558456
BUSINESS ADDRESS:
STREET 1: 436 SEVENTH AVENUE
STREET 2: KOPPERS BUILDING SUITE 2600
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 436 SEVENTH AVENUE
STREET 2: KOPPERS BUILDING SUITE 2600
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
DATE OF NAME CHANGE: 20020809
MA-I/A
1
primary_doc.xml
MA-I/A
0001179791
XXXXXXXX
Antoine L Smalls
4127652771
asmalls@ciminvests.com
asmalls@ciminvests.com
N
0001179791-17-000004
N
Robert
WE
Fisher
722188
Y
2
0001179791
CIM INVESTMENT MANAGEMENT INC
Commonwealth Investment Management
09-29-2014
N
867-01200
LOCATED
SUPERVISED
09-09-2022
KOPPERS BUILDING
436 SEVENTH AVENUE, SUITE 2600
PITTSBURGH
PA
15219
0001616202
Fisher Robert W. E.
09-24-2010
N
867-00458
LOCATED
SUPERVISED
09-24-2010
239 4th Ave Ste 1301
Pittsburgh
PA
1522
09-2014
CIM Investment Management, Inc.
Pittsburgh
PA
15219
Y
Y
Municipal Advisory Professional
09-2010
09-2014
Robert W.E. Fisher
Pittsburgh
PA
15222
Y
N
Municipal Advisory Professional
09-2004
09-2010
Commonwealth Securities and Investments, Inc.
Pittsburgh
PA
15222
Y
Y
Vice President
Y
09-2010
Robert W.E. Fisher
239 4th Ave.
Pittsburgh
PA
15222
Y
N
Municipal Advisor
Sole Proprietor
30
Provided Municipal Advisory advice to municipal entities and obligated persons. Provided non- municipal advisory technical assistance to attorneys.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-26-2023
Antoine Lamont Smalls
CCO