0001179791-23-000003.txt : 20230126
0001179791-23-000003.hdr.sgml : 20230126
20230126160929
ACCESSION NUMBER: 0001179791-23-000003
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MASLEK,STEVE,M,MR
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04582
FILM NUMBER: 23557776
BUSINESS ADDRESS:
STREET 1: 436 SEVENTH AVENUE
STREET 2: KOPPERS BUILDING SUITE 2600
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 436 SEVENTH AVENUE
STREET 2: KOPPERS BUILDING SUITE 2600
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
DATE OF NAME CHANGE: 20020809
MA-I/A
1
primary_doc.xml
MA-I/A
0001179791
XXXXXXXX
Antoine L. Smalls
4127652771
asmalls@ciminvests.com
asmalls@ciminvests.com
N
0001179791-18-000001
N
Steve
M
Maslek
Mr
3163072
N
1
0001179791
CIM INVESTMENT MANAGEMENT INC
Commonwealth Investment Management
06-01-2008
N
867-01200
LOCATED
SUPERVISED
06-01-2008
KOPPERS BUILDING
436 SEVENTH AVENUE, SUITE 2600
PITTSBURGH
PA
15219
06-2008
CIM Investment Management, Inc.
Pittsburgh
PA
15219
Y
Y
CAO
10-2004
09-2008
Northeast Securities Inc.
Mitchell Field
NY
11553
Y
Y
Managing Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
N
N
N
N
N
N
N
N
01-26-2023
Antoine Lamont Smalls
CCO
Steve Michael Maslek
3163072
2
N
6I(1)(b)
Steve Michael Maslek
3163072
1
N
6I(2)(c)