0001179791-14-000005.txt : 20150126 0001179791-14-000005.hdr.sgml : 20150126 20150126112832 ACCESSION NUMBER: 0001179791-14-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04582 FILM NUMBER: 15547390 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 MA-I 1 primary_doc.xml MA-I 0001179791 XXXXXXXX Antoine L Smalls 4127652771 asmalls@ciminvests.com asmalls@ciminvests.com N Robert WE Fisher Y 2 0001179791 CIM INVESTMENT MANGEMENT INC 09-29-2014 N 09-30-2014 0001179791 LOCATED SUPERVISED 09-29-2014 239 FOURTH AVE SUITE 1302 PITTSBURGH PA 15222 0001616202 Fisher Robert W. E. 09-24-2010 N 867-00458 LOCATED SUPERVISED 09-24-2010 239 4th Ave Ste 1301 Pittsburgh PA 1522 09-2014 CIM Investment Management, Inc. Pittsburgh PA 15222 Y Y Municipal Advisory Professional 09-2010 09-2014 Robert W.E. Fisher Pittsburgh PA 15222 Y N Municipal Advisory Professional 09-2004 09-2010 Commonwealth Securities and Investments, Inc. Pittsburgh PA 15222 Y Y Vice President Y 09-2010 Robert W.E. Fisher 239 4th Ave. Pittsburgh PA 15222 Y N Municipal Advisor Sole Proprietor 30 Provided Municipal Advisory advice to municipal entities and obligated persons. Provided non- municipal advisory technical assistance to attorneys. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2014 Antoine Lamont Smalls CCO