0001179791-14-000005.txt : 20150126
0001179791-14-000005.hdr.sgml : 20150126
20150126112832
ACCESSION NUMBER: 0001179791-14-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141001
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04582
FILM NUMBER: 15547390
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
MA-I
1
primary_doc.xml
MA-I
0001179791
XXXXXXXX
Antoine L Smalls
4127652771
asmalls@ciminvests.com
asmalls@ciminvests.com
N
Robert
WE
Fisher
Y
2
0001179791
CIM INVESTMENT MANGEMENT INC
09-29-2014
N
09-30-2014
0001179791
LOCATED
SUPERVISED
09-29-2014
239 FOURTH AVE SUITE 1302
PITTSBURGH
PA
15222
0001616202
Fisher Robert W. E.
09-24-2010
N
867-00458
LOCATED
SUPERVISED
09-24-2010
239 4th Ave Ste 1301
Pittsburgh
PA
1522
09-2014
CIM Investment Management, Inc.
Pittsburgh
PA
15222
Y
Y
Municipal Advisory Professional
09-2010
09-2014
Robert W.E. Fisher
Pittsburgh
PA
15222
Y
N
Municipal Advisory Professional
09-2004
09-2010
Commonwealth Securities and Investments, Inc.
Pittsburgh
PA
15222
Y
Y
Vice President
Y
09-2010
Robert W.E. Fisher
239 4th Ave.
Pittsburgh
PA
15222
Y
N
Municipal Advisor
Sole Proprietor
30
Provided Municipal Advisory advice to municipal entities and obligated persons. Provided non- municipal advisory technical assistance to attorneys.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-30-2014
Antoine Lamont Smalls
CCO