0001179791-14-000004.txt : 20150126 0001179791-14-000004.hdr.sgml : 20150126 20150126112841 ACCESSION NUMBER: 0001179791-14-000004 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04582 FILM NUMBER: 15547391 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 MA-I 1 primary_doc.xml MA-I 0001179791 XXXXXXXX Antoine L. Smalls 4127652771 asmalls@ciminvests.com asmalls@ciminvests.com N Steve M Maslek Mr 003163072 Y 1 0001179791 CIM INVESTMENT MANGEMENT INC 06-01-2008 N 09-30-2014 0001179791 LOCATED SUPERVISED 06-01-2008 239 FOURTH AVE SUITE 1302 PITTSBURGH PA 15222 06-2008 CIM Investment Management, Inc. Pittsburgh PA 15222 N Y CAO 10-2004 09-2008 Northeast Securities Inc. Mitchell Field NY 11553 Y Y Managing Director Y 10-2002 US Asset Management 503 Martindale St. Pittsburgh PA 15212 N Y Investment Advisor Member LLC 0 None N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2014 Antoine Lamont Smalls CCO