0001179791-14-000001.txt : 20150126 0001179791-14-000001.hdr.sgml : 20150126 20150126112859 ACCESSION NUMBER: 0001179791-14-000001 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04582 FILM NUMBER: 15547395 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 MA-I 1 primary_doc.xml MA-I 0001179791 XXXXXXXX Antoine L. Smalls 4127652771 asmalls@ciminvests.com asmalls@ciminvests.com N Marcia Mary Rojcewicz 000501905 Y 1 0001179791 CIM INVESTMENT MANGEMENT INC 09-01-2011 N 09-30-2014 0001179791 LOCATED SUPERVISED 09-01-2011 239 FOURTH AVE SUITE 1302 PITTSBURGH PA 15222 Marcia Mary Kalinowski 12-2010 CIM Investment Management, Inc. Pittsburgh PA 15222 Y Y Vice President 12-2000 12-2010 Commonwealth Securities and Investments, Inc. Pittsburgh PA 15222 Y Y Vice President 12-1990 12-2000 Commonwealth Securities and Investments, Inc. Pittsburgh PA 15222 Y Y Vice-President 12-1980 12-1990 Commonwealth Securities and Investments, Inc. Pittsburgh PA 15222 Y Y Vice-President N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-30-2014 Antoine Lamont Smalls CCO