0001062993-18-000669.txt : 20180213
0001062993-18-000669.hdr.sgml : 20180213
20180213100648
ACCESSION NUMBER: 0001062993-18-000669
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180213
DATE AS OF CHANGE: 20180213
EFFECTIVENESS DATE: 20180213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 18600386
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001179791
XXXXXXXX
12-31-2017
12-31-2017
CIM INVESTMENT MANGEMENT INC
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
13F HOLDINGS REPORT
028-10236
N
Antoine L. Smalls
Chief Compliance Officer
412-765-2771
Antoine Smalls
Pittsburgh
PA
02-12-2018
0
325
292594
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M Co
COM
88579Y101
1055
4482
SH
SOLE
4482
0
0
ACI Worldwide Inc
COM
004498101
396
17470
SH
SOLE
17470
0
0
AMC Entertainment Hlds-Cl A
COM
00165C104
315
20839
SH
SOLE
20839
0
0
AT&T Inc
COM
00206R102
1178
30287
SH
SOLE
30287
0
0
Acadia Realty Trust
COM
004239109
363
13265
SH
SOLE
13265
0
0
Accenture Ltd-Cl A
COM
G1151C101
831
5425
SH
SOLE
5425
0
0
Actuant Corp-CL A
COM
00508X203
333
13156
SH
SOLE
13156
0
0
Acuity Brands Inc.
COM
00508Y102
1018
5782
SH
SOLE
5782
0
0
Alexion Pharmaceuticals Inc
COM
015351109
548
4586
SH
SOLE
4586
0
0
Allegiant Travel Co.
COM
01748X102
275
1776
SH
SOLE
1776
0
0
Allergan Plc
COM
G0177J108
611
3733
SH
SOLE
3733
0
0
Allscripts Healthcare Solution
COM
01988P108
593
40776
SH
SOLE
40776
0
0
Alphabet Inc-Cl A
COM
02079K305
2497
2370
SH
SOLE
2370
0
0
Alphabet Inc-Cl C
COM
02079K107
821
785
SH
SOLE
785
0
0
Altria Group Inc
COM
02209S103
717
10045
SH
SOLE
10045
0
0
Amazon.Com Inc
COM
023135106
1842
1575
SH
SOLE
1575
0
0
American Int'l Grp Inc
COM
026874784
394
6617
SH
SOLE
6617
0
0
American Outdoor Brands Corp
COM
02874P103
463
36039
SH
SOLE
36039
0
0
American Vanguard Corp
COM
030371108
643
32734
SH
SOLE
32734
0
0
Ameriprise Financial Inc
COM
03076C106
806
4754
SH
SOLE
4754
0
0
Amgen Inc
COM
031162100
1312
7545
SH
SOLE
7545
0
0
Anixter Intl Inc.
COM
035290105
606
7975
SH
SOLE
7975
0
0
Anthem Inc
COM
036752103
658
2926
SH
SOLE
2926
0
0
Apogee Enterprises Inc
COM
037598109
473
10334
SH
SOLE
10334
0
0
Apple Inc
COM
037833100
3435
20300
SH
SOLE
20300
0
0
Aptiv Plc
COM
G6095L109
795
9373
SH
SOLE
9373
0
0
Aspen Technology Inc
COM
045327103
446
6742
SH
SOLE
6742
0
0
BB&T Corporation
COM
054937107
534
10743
SH
SOLE
10743
0
0
BOFI Holdings Inc
COM
05566U108
315
10545
SH
SOLE
10545
0
0
Balchem Corp
COM
057665200
339
4201
SH
SOLE
4201
0
0
Bank of America Corp
COM
060505104
1686
57113
SH
SOLE
57113
0
0
Bank of Ozarks
COM
063904106
391
8070
SH
SOLE
8070
0
0
Barnes Group Inc.
COM
067806109
233
3678
SH
SOLE
3678
0
0
Becton Dickinson and Co
COM
075887109
587
2740
SH
SOLE
2740
0
0
Bel Fuse Inc-CL B
COM
077347300
237
9416
SH
SOLE
9416
0
0
Belden Inc
COM
077454106
355
4602
SH
SOLE
4602
0
0
Biogen Inc
COM
09062X103
485
1522
SH
SOLE
1522
0
0
Black Hills Corp.
COM
092113109
201
3346
SH
SOLE
3346
0
0
Blackbaud Inc
COM
09227Q100
510
5394
SH
SOLE
5394
0
0
Boston Beer Company Inc-A
COM
100557107
393
2055
SH
SOLE
2055
0
0
Boston Private Finl Holding
COM
101119105
482
31176
SH
SOLE
31176
0
0
Boston Property
COM
101121101
574
4417
SH
SOLE
4417
0
0
Boyd Gaming Corp.
COM
103304101
547
15598
SH
SOLE
15598
0
0
Bristow Group Inc.
COM
110394103
263
19515
SH
SOLE
19515
0
0
Broadcom LTD
COM
Y09827109
1389
5408
SH
SOLE
5408
0
0
CACI Intl Inc-A
COM
127190304
374
2828
SH
SOLE
2828
0
0
CBOE Global Markets Inc.
COM
12503M108
209
1676
SH
SOLE
1676
0
0
CVS Health Corp
COM
126650100
1064
14671
SH
SOLE
14671
0
0
Cal-Maine Foods Inc
COM
128030202
313
7047
SH
SOLE
7047
0
0
Calamp Corp
COM
128126109
749
34953
SH
SOLE
34953
0
0
Cambrex Corp.
COM
132011107
527
10972
SH
SOLE
10972
0
0
Capital One Financial Corp
COM
14040H105
1010
10138
SH
SOLE
10138
0
0
Carrizo Oil & Gas Inc
COM
144577103
579
27191
SH
SOLE
27191
0
0
Casey's Gen. Stores
COM
147528103
496
4429
SH
SOLE
4429
0
0
Celgene Corp
COM
151020104
589
5645
SH
SOLE
5645
0
0
Century Aluminum Company
COM
156431108
330
16801
SH
SOLE
16801
0
0
Cheesecake Factory Inc/The
COM
163072101
203
4207
SH
SOLE
4207
0
0
Chegg Inc.
COM
163092109
394
24157
SH
SOLE
24157
0
0
Chesapeake Energy
COM
165167107
646
163230
SH
SOLE
163230
0
0
Chevron Corp
COM
166764100
1422
11359
SH
SOLE
11359
0
0
Chipotle Mexican Grill, Inc.
COM
169656105
328
1135
SH
SOLE
1135
0
0
Churchill Downs
COM
171484108
634
2725
SH
SOLE
2725
0
0
Ciena Corp
COM
171779309
388
18536
SH
SOLE
18536
0
0
Circor International Inc
COM
17273K109
362
7432
SH
SOLE
7432
0
0
Cisco Systems Inc
COM
17275R102
953
24876
SH
SOLE
24876
0
0
Citigroup Inc
COM
172967424
1421
19096
SH
SOLE
19096
0
0
Citrix Systems
COM
177376100
423
4805
SH
SOLE
4805
0
0
Cleveland-Cliffs Inc.
COM
185899101
279
38751
SH
SOLE
38751
0
0
Coca Cola Bottling Co.
COM
191098102
293
1360
SH
SOLE
1360
0
0
Coca Cola Co/The
COM
191216100
1331
29015
SH
SOLE
29015
0
0
Cognizant Tech Solutions
COM
192446102
598
8426
SH
SOLE
8426
0
0
Columbia Banking System Inc
COM
197236102
648
14926
SH
SOLE
14926
0
0
Comcast Corp.-Cl A
COM
20030N101
1192
29775
SH
SOLE
29775
0
0
CommVault Systems Inc
COM
204166102
284
5413
SH
SOLE
5413
0
0
Commercial Metals Co
COM
201723103
406
19030
SH
SOLE
19030
0
0
ConocoPhillips
COM
20825C104
409
7458
SH
SOLE
7458
0
0
Corning Inc.
COM
219350105
833
26045
SH
SOLE
26045
0
0
Costco Wholesale Corp
COM
22160K105
1963
10548
SH
SOLE
10548
0
0
Curtiss-Wright Corp
COM
231561101
253
2078
SH
SOLE
2078
0
0
Delta Air Lines Inc
COM
247361702
1287
22989
SH
SOLE
22989
0
0
Dentsply Intl
COM
24906P109
645
9802
SH
SOLE
9802
0
0
Depomed Inc.
COM
249908104
117
14596
SH
SOLE
14596
0
0
Diebold Nixdorf Inc.
COM
253651103
443
27117
SH
SOLE
27117
0
0
Digital Realy Trust Inc
COM
253868103
310
2725
SH
SOLE
2725
0
0
Diodes Inc.
COM
254543101
319
11139
SH
SOLE
11139
0
0
Discovery Communications-A
COM
25470F104
629
28117
SH
SOLE
28117
0
0
Dominion Resources Inc/VA
COM
25746U109
673
8306
SH
SOLE
8306
0
0
DowDupont Inc.
COM
26078J100
1430
20076
SH
SOLE
20076
0
0
Duke Energy Corp
COM
26441C204
542
6438
SH
SOLE
6438
0
0
Dycom Industries Inc.
COM
267475101
870
7805
SH
SOLE
7805
0
0
ETrade Financial Corp
COM
269246401
671
13533
SH
SOLE
13533
0
0
EPAM Systems
COM
29414B104
203
1886
SH
SOLE
1886
0
0
Eastgroup Properties Inc
COM
277276101
377
4267
SH
SOLE
4267
0
0
Echo Global Logistics Inc
COM
27875T101
203
7262
SH
SOLE
7262
0
0
Editas Medicine Inc.
COM
28106W103
762
24787
SH
SOLE
24787
0
0
El Pollo Loco Holdings Inc
COM
268603107
295
29774
SH
SOLE
29774
0
0
Electronic Arts Inc.
COM
285512109
1569
14931
SH
SOLE
14931
0
0
Emcor Group Inc
COM
29084Q100
343
4193
SH
SOLE
4193
0
0
Encore Wire Corp
COM
292562105
308
6328
SH
SOLE
6328
0
0
Enersys
COM
29275Y102
327
4696
SH
SOLE
4696
0
0
Equinix Inc.
COM
29444U700
703
1551
SH
SOLE
1551
0
0
Esperion Therapeutics Inc
COM
29664W105
283
4294
SH
SOLE
4294
0
0
Esterline Technologies Corp
COM
297425100
412
5511
SH
SOLE
5511
0
0
Etsy Inc.
COM
29786A106
326
15958
SH
SOLE
15958
0
0
Evercore Inc.
COM
29977A105
425
4718
SH
SOLE
4718
0
0
Express Scripts Holdings Co.
COM
30219G108
549
7353
SH
SOLE
7353
0
0
Exxon Mobil Corp
COM
30231G102
1981
23686
SH
SOLE
23686
0
0
FNB Corp
COM
302520101
511
36941
SH
SOLE
36941
0
0
Facebook Inc-A
COM
30303M102
1140
6462
SH
SOLE
6462
0
0
Fedex Corp
COM
31428X106
1131
4533
SH
SOLE
4533
0
0
Financial Engines Inc.
COM
317485100
448
14774
SH
SOLE
14774
0
0
Finish Line/The - Cl A
COM
317923100
239
16432
SH
SOLE
16432
0
0
First Commonwealth
COM
319829107
350
24419
SH
SOLE
24419
0
0
First Industrial Realty TR
COM
32054K103
368
11707
SH
SOLE
11707
0
0
Flowserve Corp
COM
34354P105
313
7438
SH
SOLE
7438
0
0
Ford Motor Co
COM
345370860
588
47063
SH
SOLE
47063
0
0
G-III Apparel Group LTD
COM
36237H101
247
6692
SH
SOLE
6692
0
0
General Dynamics Corp
COM
369550108
1115
5481
SH
SOLE
5481
0
0
General Electric Co
COM
369604103
1240
71067
SH
SOLE
71067
0
0
Geo Group, Inc.
COM
36162J106
323
13699
SH
SOLE
13699
0
0
Gilead Sciences Inc
COM
375558103
1048
14626
SH
SOLE
14626
0
0
Glacier Bancorp Inc
COM
37637Q105
514
13050
SH
SOLE
13050
0
0
GoPro Inc-Class A
COM
38268T103
228
30085
SH
SOLE
30085
0
0
Goldman Sachs Grp Inc
COM
38141G104
1167
4582
SH
SOLE
4582
0
0
Goodyear Tires
COM
382550101
455
14076
SH
SOLE
14076
0
0
Greenbrier Companies Inc
COM
393657101
246
4613
SH
SOLE
4613
0
0
Group 1 Automotive Inc
COM
398905109
218
3078
SH
SOLE
3078
0
0
H.B. Fuller Co.
COM
359694106
459
8525
SH
SOLE
8525
0
0
Halliburton Co
COM
406216101
585
11963
SH
SOLE
11963
0
0
Hancock Holding Co.
COM
410120109
489
9877
SH
SOLE
9877
0
0
Hawaiian Holdings Inc
COM
419879101
343
8615
SH
SOLE
8615
0
0
Healthcare Realty Trust Inc
COM
421946104
450
14024
SH
SOLE
14024
0
0
Healthsouth Corp
COM
421924309
528
10677
SH
SOLE
10677
0
0
Hewlett Packard Enterpris
COM
42824C109
270
18790
SH
SOLE
18790
0
0
Home Bancshares Inc
COM
436893200
273
11743
SH
SOLE
11743
0
0
Home Depot Inc
COM
437076102
1206
6362
SH
SOLE
6362
0
0
Honeywell International Inc
COM
438516106
614
4006
SH
SOLE
4006
0
0
Hope Bancorp Inc.
COM
43940T109
449
24589
SH
SOLE
24589
0
0
Horizon Pharma
COM
G4617B105
468
32060
SH
SOLE
32060
0
0
Hostess Brands Inc.
COM
44109J106
312
21048
SH
SOLE
21048
0
0
Huntington Bancshares Inc
COM
446150104
1057
72598
SH
SOLE
72598
0
0
IDACORP Inc.
COM
451107106
226
2479
SH
SOLE
2479
0
0
Inovalon Holdings Inc.
COM
45781D101
237
15830
SH
SOLE
15830
0
0
Int'l Bus Machines
COM
459200101
1532
9983
SH
SOLE
9983
0
0
Integra Lifesciences
COM
457985208
335
7001
SH
SOLE
7001
0
0
Intel Corp
COM
458140100
1825
39544
SH
SOLE
39544
0
0
Inter Parfums Inc
COM
458334109
490
11277
SH
SOLE
11277
0
0
International Paper
COM
460146103
1068
18434
SH
SOLE
18434
0
0
Investors Bancorp Inc.
COM
46146L101
280
20177
SH
SOLE
20177
0
0
J.M. Smucker Co.
COM
832696405
1018
8196
SH
SOLE
8196
0
0
J2 Global Communications
COM
48123V102
524
6986
SH
SOLE
6986
0
0
JPMorgan Chase & Co
COM
46625H100
2375
22211
SH
SOLE
22211
0
0
Jack in the Box Inc.
COM
466367109
504
5134
SH
SOLE
5134
0
0
John Bean Tech
COM
477839104
583
5263
SH
SOLE
5263
0
0
Johnson & Johnson
COM
478160104
1296
9276
SH
SOLE
9276
0
0
Johnson Controls Intl Plc
COM
G51502105
971
25489
SH
SOLE
25489
0
0
KBR Inc
COM
48242W106
378
19053
SH
SOLE
19053
0
0
Kapstone Paper and Packaging
COM
48562P103
211
9315
SH
SOLE
9315
0
0
Kellogg Company
COM
487836108
514
7561
SH
SOLE
7561
0
0
Kimberly-Clark Corp
COM
494368103
371
3078
SH
SOLE
3078
0
0
Kinder Morgan Inc
COM
49456B101
507
28074
SH
SOLE
28074
0
0
Knight-Swift Transportation Hl
COM
499049104
303
6935
SH
SOLE
6935
0
0
Kraft Heinz Co/The
COM
500754106
443
5695
SH
SOLE
5695
0
0
Kroger Co
COM
501044101
417
15198
SH
SOLE
15198
0
0
Kulicke & Soffa Industries
COM
501242101
489
20075
SH
SOLE
20075
0
0
LAM Research Corp
COM
512807108
253
1374
SH
SOLE
1374
0
0
Lexicon Pharmaceuticals
COM
528872302
155
15736
SH
SOLE
15736
0
0
Lexington Realty Trust
COM
529043101
373
38611
SH
SOLE
38611
0
0
Life Storage Inc.
COM
53223X107
384
4312
SH
SOLE
4312
0
0
Lilly (ELI) Co.
COM
532457108
968
11460
SH
SOLE
11460
0
0
Littelfuse Inc
COM
537008104
359
1816
SH
SOLE
1816
0
0
Livanova PLC
COM
G5509L101
670
8378
SH
SOLE
8378
0
0
Lockheed Martin Corp.
COM
539830109
529
1647
SH
SOLE
1647
0
0
Lowe's Companies
COM
548661107
700
7529
SH
SOLE
7529
0
0
Lumentum Holdings Inc
COM
55024U109
324
6627
SH
SOLE
6627
0
0
MGIC Investment
COM
552848103
519
36805
SH
SOLE
36805
0
0
MasterCard Inc-Class A
COM
57636Q104
1141
7540
SH
SOLE
7540
0
0
Matador Resources Co.
COM
576485205
394
12658
SH
SOLE
12658
0
0
Matthews International Corp.
COM
577128101
467
8843
SH
SOLE
8843
0
0
Maximus Inc
COM
577933104
261
3640
SH
SOLE
3640
0
0
McDonalds Corp.
COM
580135101
640
3717
SH
SOLE
3717
0
0
Medicines Company
COM
584688105
403
14753
SH
SOLE
14753
0
0
Medidata Solutions Inc
COM
58471A105
289
4563
SH
SOLE
4563
0
0
Merck & Co. Inc.
COM
58933Y105
966
17165
SH
SOLE
17165
0
0
Methode Electornics Inc
COM
591520200
256
6379
SH
SOLE
6379
0
0
Metlife Inc
COM
59156R108
873
17275
SH
SOLE
17275
0
0
Microsoft Corp
COM
594918104
4284
50083
SH
SOLE
50083
0
0
Midland States Bancorp
COM
597742105
304
9363
SH
SOLE
9363
0
0
Mobile Mini Inc.
COM
60740F105
552
16013
SH
SOLE
16013
0
0
Molina Healthcare Inc
COM
60855R100
359
4683
SH
SOLE
4683
0
0
Mondelez International Inc-A
COM
609207105
614
14356
SH
SOLE
14356
0
0
Monsanto Co
COM
61166W101
403
3451
SH
SOLE
3451
0
0
Mylan NV
COM
N59465109
427
10101
SH
SOLE
10101
0
0
NVIDIA Corporation
COM
67066G104
1476
7630
SH
SOLE
7630
0
0
Nautilus Inc.
COM
63910B102
188
14107
SH
SOLE
14107
0
0
Netflix Inc
COM
64110L106
422
2197
SH
SOLE
2197
0
0
Nevro Corp.
COM
64157F103
272
3945
SH
SOLE
3945
0
0
New Jersey Resources Corp
COM
646025106
321
7993
SH
SOLE
7993
0
0
Nike Inc-Cl B
COM
654106103
666
10649
SH
SOLE
10649
0
0
Nokia Corp-Spon ADR
COM
654902204
53
11298
SH
SOLE
11298
0
0
Northrop Grumman Corp
COM
666807102
1205
3925
SH
SOLE
3925
0
0
Nuvasive Inc
COM
670704105
304
5189
SH
SOLE
5189
0
0
Oasis Petroleum Inc
COM
674215108
142
16880
SH
SOLE
16880
0
0
Occidental Petroleum Corp
COM
674599105
318
4318
SH
SOLE
4318
0
0
On Assignment Inc.
COM
682159108
551
8577
SH
SOLE
8577
0
0
Oracle Systems Corp.
COM
68389X105
515
10893
SH
SOLE
10893
0
0
PDC Energy Inc.
COM
69327R101
659
12778
SH
SOLE
12778
0
0
PPG Industries Inc
COM
693506107
844
7227
SH
SOLE
7227
0
0
PRA Group Inc
COM
69354N106
311
9364
SH
SOLE
9364
0
0
Palo Alto NetworksInc.
COM
697435105
1259
8685
SH
SOLE
8685
0
0
Paypal Holdings Inc
COM
70450Y103
993
13486
SH
SOLE
13486
0
0
Pepsico Inc
COM
713448108
1868
15574
SH
SOLE
15574
0
0
Pfizer Inc
COM
717081103
1265
34917
SH
SOLE
34917
0
0
Philip Morris International
COM
718172109
1211
11458
SH
SOLE
11458
0
0
Physicians Realty Trust
COM
71943U104
248
13792
SH
SOLE
13792
0
0
Pinnacle Financial Partners
COM
72346Q104
383
5782
SH
SOLE
5782
0
0
Polyone Corp.
COM
73179P106
571
13118
SH
SOLE
13118
0
0
Priceline Group Inc/The
COM
741503403
1364
785
SH
SOLE
785
0
0
Proassurance Corp
COM
74267C106
458
8017
SH
SOLE
8017
0
0
Procter & Gamble Co/The
COM
742718109
1195
13008
SH
SOLE
13008
0
0
Proofpoint Inc.
COM
743424103
322
3625
SH
SOLE
3625
0
0
Proto Labs Inc
COM
743713109
495
4806
SH
SOLE
4806
0
0
Prudential Financial Inc
COM
744320102
1355
11787
SH
SOLE
11787
0
0
RH
COM
74967X103
210
2433
SH
SOLE
2433
0
0
RLJ Lodging Trust
COM
74965L101
821
37361
SH
SOLE
37361
0
0
Raytheon Company
COM
755111507
691
3680
SH
SOLE
3680
0
0
Red Robin Gourmet Burgers
COM
75689M101
211
3750
SH
SOLE
3750
0
0
Regeneron Pharmaceuticals
COM
75886F107
437
1163
SH
SOLE
1163
0
0
Rexnord Corp.
COM
76169B102
459
17631
SH
SOLE
17631
0
0
Rite Aid Corp
COM
767754104
472
239341
SH
SOLE
239341
0
0
SJW Group
COM
784305104
271
4245
SH
SOLE
4245
0
0
Salesforce.com
COM
79466L302
771
7540
SH
SOLE
7540
0
0
Sanmina Corp
COM
801056102
231
6988
SH
SOLE
6988
0
0
Schlumberger LTD
COM
806857108
675
10014
SH
SOLE
10014
0
0
Schwab (Charles) Corp
COM
808513105
1198
23321
SH
SOLE
23321
0
0
Selective Insurance Group
COM
816300107
757
12902
SH
SOLE
12902
0
0
Semgroup Corp-Class A
COM
81663A105
217
7172
SH
SOLE
7172
0
0
Sequential Brands Group Inc.
COM
81734P107
149
83668
SH
SOLE
83668
0
0
Servisfirst Bancshares Inc.
COM
81768T108
259
6250
SH
SOLE
6250
0
0
Shutterfly Inc.
COM
82568P304
337
6781
SH
SOLE
6781
0
0
Silicon Laboratories Inc
COM
826919102
661
7490
SH
SOLE
7490
0
0
Simpson Man. Co.
COM
829073105
280
4877
SH
SOLE
4877
0
0
Southern Co/The
COM
842587107
502
10438
SH
SOLE
10438
0
0
Southwest Airlines Co
COM
844741108
1033
15780
SH
SOLE
15780
0
0
Southwest Gas Corp.
COM
844895102
289
3597
SH
SOLE
3597
0
0
Starbucks
COM
855244109
1713
29835
SH
SOLE
29835
0
0
Steven Madden LTD
COM
556269108
243
5197
SH
SOLE
5197
0
0
Stifel Financial Corp
COM
860630102
324
5441
SH
SOLE
5441
0
0
Surgery Partners Inc.
COM
86881A100
658
54371
SH
SOLE
54371
0
0
Synaptics Inc
COM
87157D109
334
8361
SH
SOLE
8361
0
0
Synchronoss Technologies Inc
COM
87157B103
175
19624
SH
SOLE
19624
0
0
Synchrony Financial
COM
87165B103
867
22449
SH
SOLE
22449
0
0
TJX Companies Inc
COM
872540109
852
11145
SH
SOLE
11145
0
0
Target Corp.
COM
87612E106
885
13557
SH
SOLE
13557
0
0
Tenet Healthcare Corp.
COM
88033G407
241
15884
SH
SOLE
15884
0
0
Tenneco Inc.
COM
880349105
271
4635
SH
SOLE
4635
0
0
Tetra Tech Inc
COM
88162G103
278
5771
SH
SOLE
5771
0
0
Texas Capital Bancshares Inc
COM
88224Q107
600
6746
SH
SOLE
6746
0
0
Textron Inc
COM
883203101
886
15650
SH
SOLE
15650
0
0
The Brinks Co.
COM
109696104
331
4209
SH
SOLE
4209
0
0
The Ensign Group Inc.
COM
29358P101
365
16449
SH
SOLE
16449
0
0
Thermo Fisher Scientific Inc
COM
883556102
666
3509
SH
SOLE
3509
0
0
Tractor Supply Co.
COM
892356106
779
10419
SH
SOLE
10419
0
0
Trueblue Inc
COM
89785X101
399
14507
SH
SOLE
14507
0
0
Truecar Inc
COM
89785L107
201
17941
SH
SOLE
17941
0
0
Twenty-First Century Fox-A
COM
90130A101
706
20445
SH
SOLE
20445
0
0
Twitter Inc
COM
90184L102
954
39729
SH
SOLE
39729
0
0
UMB Financial Corp
COM
902788108
452
6290
SH
SOLE
6290
0
0
US Bancorp
COM
902973304
880
16432
SH
SOLE
16432
0
0
US Silica Holdings Inc
COM
90346E103
571
17535
SH
SOLE
17535
0
0
Umpqua Holdings Corp
COM
904214103
607
29162
SH
SOLE
29162
0
0
Under Armour Inc.
COM
904311107
1225
84870
SH
SOLE
84870
0
0
Union Pacific Corp
COM
907818108
1041
7765
SH
SOLE
7765
0
0
Unisys Corp.
COM
909214306
86
10516
SH
SOLE
10516
0
0
United Natural Foods Inc
COM
911163103
255
5172
SH
SOLE
5172
0
0
United Technologies Corp
COM
913017109
611
4790
SH
SOLE
4790
0
0
UnitedHealth Group Inc
COM
91324P102
689
3124
SH
SOLE
3124
0
0
Vasco Data Security Intl
COM
92230Y104
303
21817
SH
SOLE
21817
0
0
Verizon Communications Inc
COM
92343V104
2770
52331
SH
SOLE
52331
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
520
3473
SH
SOLE
3473
0
0
Viacom Inc-Class B
COM
92553P201
273
8860
SH
SOLE
8860
0
0
Visa Inc-Class A Shares
COM
92826C839
2080
18240
SH
SOLE
18240
0
0
Wageworks Inc
COM
930427109
287
4636
SH
SOLE
4636
0
0
Walgreens Boots Alliance Inc
COM
931427108
461
6350
SH
SOLE
6350
0
0
Walt Disney Co/The
COM
254687106
744
6920
SH
SOLE
6920
0
0
Waste Mgmt Holding
COM
94106L109
875
10142
SH
SOLE
10142
0
0
Wells Fargo & Co
COM
949746101
2074
34192
SH
SOLE
34192
0
0
Whirlpool Corp
COM
963320106
798
4730
SH
SOLE
4730
0
0
Wintrust Financial Corp
COM
97650W108
586
7120
SH
SOLE
7120
0
0
Woodward Inc
COM
980745103
353
4612
SH
SOLE
4612
0
0
World Wrestling Ent.
COM
98156Q108
295
9636
SH
SOLE
9636
0
0
Wright Medical Group NV
COM
N96617118
242
10916
SH
SOLE
10916
0
0
Zimmer Biomet Holdings
COM
98956P102
691
5723
SH
SOLE
5723
0
0
IShares MSCI EAFE Growth ETF
FND
464288885
556
6885
SH
SOLE
6885
0
0
IShares MSCI EAFE Index ETF
FND
464287465
8024
114124
SH
SOLE
114124
0
0
IShares S&P 500 Index
FND
464287200
47855
177999
SH
SOLE
177999
0
0
IShares S&P MidCap 400
FND
464287507
14073
74154
SH
SOLE
74154
0
0
IShares S&P SmCap 600
FND
464287804
9092
118368
SH
SOLE
118368
0
0
BB&T Corporation
PFD
054937206
1018
40000
SH
SOLE
40000
0
0
BB&T Corporation
PFD
054937404
1516
60000
SH
SOLE
60000
0
0
Berkley (WR) Corporation
PFD
084423607
389
15000
SH
SOLE
15000
0
0
Cabco Trust for JCP
PFD
126797208
149
10100
SH
SOLE
10100
0
0
Capital One Financial Corp
PFD
14040H865
250
10000
SH
SOLE
10000
0
0
Carlyle Group LP
PFD
14309L201
507
20000
SH
SOLE
20000
0
0
Entergy Arkansas Inc.
PFD
29364D100
880
35000
SH
SOLE
35000
0
0
Entergy Louisiana LLC
PFD
29364W108
993
40000
SH
SOLE
40000
0
0
Equity Commonwealth
PFD
294628508
1016
40000
SH
SOLE
40000
0
0
Gabelli DVD & Inc. Tr
PFD
36242H708
380
15000
SH
SOLE
15000
0
0
HSBC Holdings PLC
PFD
404280703
1094
40000
SH
SOLE
40000
0
0
KKR& Co LP
PFD
48248M201
1080
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R737
990
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R778
250
10000
SH
SOLE
10000
0
0
National Retail Prop Inc.
PFD
637417874
2007
80000
SH
SOLE
80000
0
0
Nextera Energy Cap.
PFD
65339K100
1534
60000
SH
SOLE
60000
0
0
PS Business Parks Inc
PFD
69360J594
1010
40000
SH
SOLE
40000
0
0
Public Storage
PFD
74460W602
1006
40000
SH
SOLE
40000
0
0
Public Storage
PFD
74460W719
996
40000
SH
SOLE
40000
0
0
Schwab (Charles) Corp
PFD
808513600
1080
40000
SH
SOLE
40000
0
0
Senior Housing Prop Trus
PFD
81721M208
253
10000
SH
SOLE
10000
0
0
Southern Co
PFD
842587404
763
30000
SH
SOLE
30000
0
0
Stifel Financial Corp
PFD
860630607
499
20000
SH
SOLE
20000
0
0
Vornado Realty Trust
PFD
929042828
1046
40000
SH
SOLE
40000
0
0
Wells Fargo 5.50 Pfd
PFD
94988U672
511
20000
SH
SOLE
20000
0
0
Wells Fargo 5.70 Pfd
PFD
94988U714
1040
40000
SH
SOLE
40000
0
0
GTRAX Global Total Return
FND
74439A103
69
10081
SH
SOLE
10081
0
0