0001062993-16-009455.txt : 20160506
0001062993-16-009455.hdr.sgml : 20160506
20160506111705
ACCESSION NUMBER: 0001062993-16-009455
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
EFFECTIVENESS DATE: 20160506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 161626515
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001179791
XXXXXXXX
03-31-2016
03-31-2016
CIM INVESTMENT MANGEMENT INC
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
13F HOLDINGS REPORT
028-10236
N
Antoine Smalls
Chief Complance Officer
412-765-2771
Antoine L. Smalls
Pittsburgh
PA
05-05-2016
0
271
229560
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M Co
COM
88579Y101
990
5943
SH
SOLE
5943
0
0
ACI Worldwide Inc
COM
004498101
330
15870
SH
SOLE
15870
0
0
AFLAC Inc.
COM
001055102
638
10110
SH
SOLE
10110
0
0
AMC Entertainment Hlds-Cl A
COM
00165C104
511
18244
SH
SOLE
18244
0
0
AT&T Inc
COM
00206R102
2459
62765
SH
SOLE
62765
0
0
AbbVie Inc
COM
00287Y109
630
11028
SH
SOLE
11028
0
0
Abiomed Inc
COM
003654100
411
4339
SH
SOLE
4339
0
0
Acadia Realty Trust
COM
004239109
424
12063
SH
SOLE
12063
0
0
Adobe Systems
COM
00724F101
1284
13687
SH
SOLE
13687
0
0
Air Methods Corp
COM
009128307
272
7509
SH
SOLE
7509
0
0
Alexion Pharmaceuticals Inc
COM
015351109
827
5939
SH
SOLE
5939
0
0
Allegiant Travel Co.
COM
01748X102
299
1678
SH
SOLE
1678
0
0
Allergan Plc
COM
G0177J108
1328
4954
SH
SOLE
4954
0
0
Alliance Fiber Optic
COM
018680306
162
10935
SH
SOLE
10935
0
0
Alphabet Inc-Cl A
COM
02079K305
2370
3107
SH
SOLE
3107
0
0
Alphabet Inc-Cl C
COM
02079K107
2318
3112
SH
SOLE
3112
0
0
Altria Group Inc
COM
02209S103
1335
21304
SH
SOLE
21304
0
0
Amazon.Com Inc
COM
023135106
2465
4153
SH
SOLE
4153
0
0
American Int'l Grp Inc
COM
026874784
476
8803
SH
SOLE
8803
0
0
American Vanguard Corp
COM
030371108
466
29508
SH
SOLE
29508
0
0
Ameriprise Financial Inc
COM
03076C106
590
6276
SH
SOLE
6276
0
0
Amgen Inc
COM
031162100
1503
10023
SH
SOLE
10023
0
0
Anthem Inc
COM
036752103
1034
7436
SH
SOLE
7436
0
0
Apogee Enterprises Inc
COM
037598109
218
4969
SH
SOLE
4969
0
0
Apple Inc
COM
037833100
4878
44758
SH
SOLE
44758
0
0
Aspen Technology Inc
COM
045327103
223
6165
SH
SOLE
6165
0
0
Avista Corp
COM
05379B107
300
7362
SH
SOLE
7362
0
0
BBCN Bancorp Inc
COM
073295107
341
22454
SH
SOLE
22454
0
0
BOFI Holdings Inc
COM
05566U108
416
19500
SH
SOLE
19500
0
0
Balchem Corp
COM
057665200
234
3775
SH
SOLE
3775
0
0
Bank of America Corp
COM
060505104
1924
142286
SH
SOLE
142286
0
0
Bank of Ozarks
COM
063904106
304
7241
SH
SOLE
7241
0
0
Becton Dickinson and Co
COM
075887109
559
3679
SH
SOLE
3679
0
0
Belden Inc
COM
077454106
256
4174
SH
SOLE
4174
0
0
Berkshire Hathaway Inc-Cl B
COM
084670702
1550
10923
SH
SOLE
10923
0
0
Biogen Inc
COM
09062X103
560
2151
SH
SOLE
2151
0
0
Blackrock Inc
COM
09247X101
838
2462
SH
SOLE
2462
0
0
Boeing Co/The
COM
097023105
938
7389
SH
SOLE
7389
0
0
Boston Beer Company Inc-A
COM
100557107
340
1838
SH
SOLE
1838
0
0
Boston Private Finl Holding
COM
101119105
321
28068
SH
SOLE
28068
0
0
Boyd Gaming Corp.
COM
103304101
290
14030
SH
SOLE
14030
0
0
Bristol Myers Squibb Co
COM
110122108
468
7322
SH
SOLE
7322
0
0
Broadcom LTD
COM
Y09827109
787
5091
SH
SOLE
5091
0
0
Buffalo Wild Wings Inc
COM
119848109
344
2325
SH
SOLE
2325
0
0
CBS Corp-Class B Non Voting
COM
124857202
1357
24634
SH
SOLE
24634
0
0
CNO Financial Group Inc
COM
12621E103
350
19552
SH
SOLE
19552
0
0
CVS Health Corp
COM
126650100
977
9419
SH
SOLE
9419
0
0
Cal-Maine Foods Inc
COM
128030202
326
6284
SH
SOLE
6284
0
0
Calamp Corp
COM
128126109
311
17360
SH
SOLE
17360
0
0
Capital One Financial Corp
COM
14040H105
585
8440
SH
SOLE
8440
0
0
Casey's Gen. Stores
COM
147528103
293
2582
SH
SOLE
2582
0
0
Celgene Corp
COM
151020104
1457
14559
SH
SOLE
14559
0
0
Celldex Therapeutics Inc
COM
15117B103
82
21753
SH
SOLE
21753
0
0
Century Aluminum Company
COM
156431108
104
14815
SH
SOLE
14815
0
0
Cerner Corp.
COM
156782104
677
12775
SH
SOLE
12775
0
0
Cheesecake Factory Inc/The
COM
163072101
202
3807
SH
SOLE
3807
0
0
Chevron Corp
COM
166764100
1462
15330
SH
SOLE
15330
0
0
Chipotle Mexican Grill, Inc.
COM
169656105
703
1493
SH
SOLE
1493
0
0
Cigna Corp
COM
125509109
1084
7897
SH
SOLE
7897
0
0
Cisco Systems Inc
COM
17275R102
929
32634
SH
SOLE
32634
0
0
Citigroup Inc
COM
172967424
1500
35940
SH
SOLE
35940
0
0
Citrix Systems
COM
177376100
1009
12840
SH
SOLE
12840
0
0
Coca Cola Co/The
COM
191216100
1791
38604
SH
SOLE
38604
0
0
Coherus Biosciences Inc
COM
19249H103
207
9754
SH
SOLE
9754
0
0
Columbia Banking System Inc
COM
197236102
406
13566
SH
SOLE
13566
0
0
CommVault Systems Inc
COM
204166102
208
4808
SH
SOLE
4808
0
0
Commercial Metals Co
COM
201723103
307
18093
SH
SOLE
18093
0
0
ConocoPhillips
COM
20825C104
402
9984
SH
SOLE
9984
0
0
Cummins Inc.
COM
231021106
564
5130
SH
SOLE
5130
0
0
Curtiss-Wright Corp
COM
231561101
286
3785
SH
SOLE
3785
0
0
Delta Air Lines Inc
COM
247361702
668
13722
SH
SOLE
13722
0
0
Dermira Inc
COM
24983L104
275
13285
SH
SOLE
13285
0
0
Discovery Communications-A
COM
25470F104
300
10481
SH
SOLE
10481
0
0
Discovery Communications-C
COM
25470F302
253
9369
SH
SOLE
9369
0
0
Dominion Resources Inc/VA
COM
25746U109
797
10605
SH
SOLE
10605
0
0
Dow Chemical Co/The
COM
260543103
785
15432
SH
SOLE
15432
0
0
Du Pont (E.I.) De Nemours
COM
263534109
1056
16673
SH
SOLE
16673
0
0
Duke Energy Corp
COM
26441C204
698
8654
SH
SOLE
8654
0
0
E*Trade Financial Corp
COM
269246401
461
18804
SH
SOLE
18804
0
0
EOG Resources Inc
COM
26875P101
606
8343
SH
SOLE
8343
0
0
EPR Properties
COM
26884U109
343
5148
SH
SOLE
5148
0
0
Eastgroup Properties Inc
COM
277276101
311
5149
SH
SOLE
5149
0
0
Echo Global Logistics Inc
COM
27875T101
239
8784
SH
SOLE
8784
0
0
El Pollo Loco Holdings Inc
COM
268603107
361
27062
SH
SOLE
27062
0
0
Emcor Group Inc
COM
29084Q100
248
5103
SH
SOLE
5103
0
0
Encore Wire Corp
COM
292562105
222
5706
SH
SOLE
5706
0
0
Enersys
COM
29275Y102
231
4152
SH
SOLE
4152
0
0
Esperion Therapeutics Inc
COM
29664W105
263
15550
SH
SOLE
15550
0
0
Evercore Partners Inc-Cl A
COM
29977A105
218
4219
SH
SOLE
4219
0
0
Exxon Mobil Corp
COM
30231G102
2189
26183
SH
SOLE
26183
0
0
FEI Company
COM
30241L109
392
4399
SH
SOLE
4399
0
0
FNB Corp
COM
302520101
281
21592
SH
SOLE
21592
0
0
Facebook Inc-A
COM
30303M102
1729
15153
SH
SOLE
15153
0
0
Fedex Corp
COM
31428X106
992
6097
SH
SOLE
6097
0
0
Finish Line/The - Cl A
COM
317923100
310
14678
SH
SOLE
14678
0
0
Flowserve Corp
COM
34354P105
441
9923
SH
SOLE
9923
0
0
Forestar Group Inc.
COM
346233109
215
16493
SH
SOLE
16493
0
0
G-III Apparel Group LTD
COM
36237H101
298
6105
SH
SOLE
6105
0
0
Gain Capital Holdings Inc
COM
36268W100
132
20067
SH
SOLE
20067
0
0
General Dynamics Corp
COM
369550108
949
7223
SH
SOLE
7223
0
0
General Electric Co
COM
369604103
2779
87412
SH
SOLE
87412
0
0
General Motors
COM
37045V100
1038
33041
SH
SOLE
33041
0
0
Gilead Sciences Inc
COM
375558103
1431
15583
SH
SOLE
15583
0
0
Glacier Bancorp Inc
COM
37637Q105
304
11946
SH
SOLE
11946
0
0
Goldman Sachs Grp Inc
COM
38141G104
951
6056
SH
SOLE
6056
0
0
Grubhub Inc
COM
400110102
292
11600
SH
SOLE
11600
0
0
HP Inc
COM
40434L105
312
25304
SH
SOLE
25304
0
0
Halliburton Co
COM
406216101
574
16064
SH
SOLE
16064
0
0
Hawaiian Holdings Inc
COM
419879101
239
5055
SH
SOLE
5055
0
0
Hewlett Packard Enterpris
COM
42824C109
448
25261
SH
SOLE
25261
0
0
Highwoods Properties Inc
COM
431284108
409
8553
SH
SOLE
8553
0
0
Home Bancshares Inc
COM
436893200
428
10444
SH
SOLE
10444
0
0
Home Depot Inc
COM
437076102
1490
11168
SH
SOLE
11168
0
0
Honeywell International Inc
COM
438516106
1164
10385
SH
SOLE
10385
0
0
ICU Medical Inc
COM
44930G107
282
2708
SH
SOLE
2708
0
0
Iconix Brand Group Inc
COM
451055107
112
13883
SH
SOLE
13883
0
0
Intel Corp
COM
458140100
1843
56957
SH
SOLE
56957
0
0
Inter Parfums Inc
COM
458334109
312
10099
SH
SOLE
10099
0
0
Interactive Intelligence Gro
COM
45841V109
220
6050
SH
SOLE
6050
0
0
Iridium Communications Inc.
COM
46269C102
282
35885
SH
SOLE
35885
0
0
J2 Global Communications
COM
48123V102
392
6368
SH
SOLE
6368
0
0
JPMorgan Chase & Co
COM
46625H100
2244
37888
SH
SOLE
37888
0
0
Jack in the Box Inc.
COM
466367109
302
4724
SH
SOLE
4724
0
0
Johnson & Johnson
COM
478160104
1124
10390
SH
SOLE
10390
0
0
Kansas City Southern
COM
485170302
425
4977
SH
SOLE
4977
0
0
Kimberly-Clark Corp
COM
494368103
543
4039
SH
SOLE
4039
0
0
Kinder Morgan Inc
COM
49456B101
262
14672
SH
SOLE
14672
0
0
Kirkland's Inc
COM
497498105
351
20051
SH
SOLE
20051
0
0
Kite Pharma Inc
COM
49803L109
255
5550
SH
SOLE
5550
0
0
Kraft Heinz Co/The
COM
500754106
594
7564
SH
SOLE
7564
0
0
Kroger Co
COM
501044101
769
20111
SH
SOLE
20111
0
0
Kulicke & Soffa Industries
COM
501242101
208
18401
SH
SOLE
18401
0
0
LA Quinta Holdings Inc
COM
50420D108
147
11735
SH
SOLE
11735
0
0
LAM Research Corp
COM
512807108
814
9853
SH
SOLE
9853
0
0
Lasalle Hotel Properties
COM
517942108
321
12678
SH
SOLE
12678
0
0
Lending Tree Inc
COM
52603B107
251
2570
SH
SOLE
2570
0
0
Lennar Corp-A
COM
526057104
774
16008
SH
SOLE
16008
0
0
Lexicon Pharmaceuticals
COM
528872302
272
22753
SH
SOLE
22753
0
0
Lexington Realty Trust
COM
529043101
301
35032
SH
SOLE
35032
0
0
Littelfuse Inc
COM
537008104
405
3289
SH
SOLE
3289
0
0
Lyondell Basell Indu-Cl A
COM
N53745100
775
9056
SH
SOLE
9056
0
0
MKS Instruments Inc
COM
55306N104
272
7212
SH
SOLE
7212
0
0
Manahattan Associates
COM
562750109
311
5469
SH
SOLE
5469
0
0
Marriot Vacations World
COM
57164Y107
269
3980
SH
SOLE
3980
0
0
MasterCard Inc-Class A
COM
57636Q104
1379
14588
SH
SOLE
14588
0
0
McDonalds Corp.
COM
580135101
559
4444
SH
SOLE
4444
0
0
Medical Properties Trust Inc
COM
58463J304
254
19550
SH
SOLE
19550
0
0
Merck & Co. Inc.
COM
58933Y105
1214
22950
SH
SOLE
22950
0
0
Meritage Homes Corp
COM
59001A102
231
6334
SH
SOLE
6334
0
0
Metlife Inc
COM
59156R108
987
22461
SH
SOLE
22461
0
0
Micron Technology Inc
COM
595112103
422
40314
SH
SOLE
40314
0
0
Microsemi Corp
COM
595137100
487
12702
SH
SOLE
12702
0
0
Microsoft Corp
COM
594918104
3505
63467
SH
SOLE
63467
0
0
Molina Healthcare Inc
COM
60855R100
499
7731
SH
SOLE
7731
0
0
Mondelez International Inc-A
COM
609207105
775
19327
SH
SOLE
19327
0
0
Monsanto Co
COM
61166W101
453
5161
SH
SOLE
5161
0
0
Morgan Stanley
COM
617446448
815
32571
SH
SOLE
32571
0
0
Mylan NV
COM
N59465109
619
13347
SH
SOLE
13347
0
0
National Oilwell Varco Inc
COM
637071101
299
9625
SH
SOLE
9625
0
0
Netflix Inc
COM
64110L106
849
8306
SH
SOLE
8306
0
0
New Jersey Resources Corp
COM
646025106
264
7246
SH
SOLE
7246
0
0
Newmont Mining Corp
COM
651639106
409
15389
SH
SOLE
15389
0
0
Nextera Energy Inc
COM
65339F101
791
6683
SH
SOLE
6683
0
0
Nike Inc-Cl B
COM
654106103
868
14124
SH
SOLE
14124
0
0
Nokia Corp-Spon ADR
COM
654902204
67
11298
SH
SOLE
11298
0
0
Nordstrom Inc
COM
655664100
951
16618
SH
SOLE
16618
0
0
Northrop Grumman Corp
COM
666807102
700
3538
SH
SOLE
3538
0
0
Nuvasive Inc
COM
670704105
227
4658
SH
SOLE
4658
0
0
ONEOK Inc
COM
682680103
693
23200
SH
SOLE
23200
0
0
Occidental Petroleum Corp
COM
674599105
398
5823
SH
SOLE
5823
0
0
On Assignment Inc.
COM
682159108
428
11589
SH
SOLE
11589
0
0
PNC Financial Services Group
COM
693475105
597
7057
SH
SOLE
7057
0
0
Paypal Holdings Inc
COM
70450Y103
1017
26347
SH
SOLE
26347
0
0
Pepsico Inc
COM
713448108
1284
12527
SH
SOLE
12527
0
0
Pfizer Inc
COM
717081103
2030
68473
SH
SOLE
68473
0
0
Philip Morris International
COM
718172109
1108
11290
SH
SOLE
11290
0
0
Pinnacle Financial Partners
COM
72346Q104
256
5226
SH
SOLE
5226
0
0
Pioneer Natural Resources Co
COM
723787107
756
5375
SH
SOLE
5375
0
0
Polyone Corp.
COM
73179P106
219
7252
SH
SOLE
7252
0
0
Priceline Group Inc/The
COM
741503403
691
536
SH
SOLE
536
0
0
Proassurance Corp
COM
74267C106
370
7309
SH
SOLE
7309
0
0
Procter & Gamble Co/The
COM
742718109
2145
26061
SH
SOLE
26061
0
0
Prologis Inc
COM
74340W103
991
22431
SH
SOLE
22431
0
0
Prosperity Bancshares
COM
743606105
227
4899
SH
SOLE
4899
0
0
Proto Labs Inc
COM
743713109
459
5958
SH
SOLE
5958
0
0
Prudential Financial Inc
COM
744320102
613
8491
SH
SOLE
8491
0
0
Qualcomm Inc
COM
747525103
670
13104
SH
SOLE
13104
0
0
RLJ Lodging Trust
COM
74965L101
480
20985
SH
SOLE
20985
0
0
Red Robin Gourmet Burgers
COM
75689M101
219
3396
SH
SOLE
3396
0
0
Salesforce.com
COM
79466L302
678
9190
SH
SOLE
9190
0
0
Sandisk Corp
COM
80004C101
685
9005
SH
SOLE
9005
0
0
Sanmina Corp
COM
801056102
290
12422
SH
SOLE
12422
0
0
Schlumberger LTD
COM
806857108
983
13334
SH
SOLE
13334
0
0
Schwab (Charles) Corp
COM
808513105
936
33406
SH
SOLE
33406
0
0
Select Comfort Corporation
COM
81616X103
278
14331
SH
SOLE
14331
0
0
Selective Insurance Group
COM
816300107
430
11741
SH
SOLE
11741
0
0
Silicon Laboratories Inc
COM
826919102
307
6838
SH
SOLE
6838
0
0
Simon Property Group Inc
COM
828806109
1585
7631
SH
SOLE
7631
0
0
Skyworks Solutions Inc
COM
83088M102
494
6346
SH
SOLE
6346
0
0
Southern Co/The
COM
842587107
724
14005
SH
SOLE
14005
0
0
Southwest Airlines Co
COM
844741108
941
21011
SH
SOLE
21011
0
0
Southwest Gas Corp.
COM
844895102
214
3244
SH
SOLE
3244
0
0
Sovran Self Storage
COM
84610H108
457
3876
SH
SOLE
3876
0
0
St Jude Medical Inc
COM
790849103
627
11407
SH
SOLE
11407
0
0
Starbucks
COM
855244109
740
12388
SH
SOLE
12388
0
0
Steris PLC
COM
G84720104
429
6045
SH
SOLE
6045
0
0
Steven Madden LTD
COM
556269108
276
7458
SH
SOLE
7458
0
0
Stillwater Mining Co
COM
86074Q102
191
17978
SH
SOLE
17978
0
0
Sun Communities Inc
COM
866674104
399
5574
SH
SOLE
5574
0
0
SunTrust Banks Inc
COM
867914103
288
7993
SH
SOLE
7993
0
0
Surgery Partners Inc.
COM
86881A100
231
17435
SH
SOLE
17435
0
0
Synaptics Inc
COM
87157D109
235
2942
SH
SOLE
2942
0
0
Synchronoss Technologies Inc
COM
87157B103
485
14999
SH
SOLE
14999
0
0
TJX Companies Inc
COM
872540109
880
11228
SH
SOLE
11228
0
0
Teledyne Technologies Inc
COM
879360105
227
2578
SH
SOLE
2578
0
0
Tesaro Inc
COM
881569107
279
6344
SH
SOLE
6344
0
0
Texas Capital Bancshares Inc
COM
88224Q107
236
6143
SH
SOLE
6143
0
0
Thermo Fisher Scientific Inc
COM
883556102
681
4813
SH
SOLE
4813
0
0
Time Warner Inc
COM
887317303
983
13543
SH
SOLE
13543
0
0
Treehouse Foods Inc
COM
89469A104
232
2675
SH
SOLE
2675
0
0
Trueblue Inc
COM
89785X101
339
12947
SH
SOLE
12947
0
0
Truecar Inc
COM
89785L107
155
27748
SH
SOLE
27748
0
0
Twenty-First Century Fox-A
COM
90130A101
755
27080
SH
SOLE
27080
0
0
Tyler Technologies Inc
COM
902252105
208
1619
SH
SOLE
1619
0
0
UMB Financial Corp
COM
902788108
298
5764
SH
SOLE
5764
0
0
US Bancorp
COM
902973304
896
22083
SH
SOLE
22083
0
0
Umpqua Holdings Corp
COM
904214103
243
15337
SH
SOLE
15337
0
0
Union Pacific Corp
COM
907818108
623
7834
SH
SOLE
7834
0
0
United Rentals Inc
COM
911363109
359
5774
SH
SOLE
5774
0
0
United Technologies Corp
COM
913017109
1289
12876
SH
SOLE
12876
0
0
UnitedHealth Group Inc
COM
91324P102
1184
9186
SH
SOLE
9186
0
0
VF Corp
COM
918204108
590
9107
SH
SOLE
9107
0
0
Vasco Data Security Intl
COM
92230Y104
307
19916
SH
SOLE
19916
0
0
Verizon Communications Inc
COM
92343V104
1142
21123
SH
SOLE
21123
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
366
4605
SH
SOLE
4605
0
0
Viacom Inc-Class B
COM
92553P201
471
11406
SH
SOLE
11406
0
0
Visa Inc-Class A Shares
COM
92826C839
1838
24028
SH
SOLE
24028
0
0
Wageworks Inc
COM
930427109
215
4244
SH
SOLE
4244
0
0
Wal-Mart Stores Inc
COM
931142103
448
6541
SH
SOLE
6541
0
0
Walgreens Boots Alliance Inc
COM
931427108
713
8458
SH
SOLE
8458
0
0
Walt Disney Co/The
COM
254687106
598
6022
SH
SOLE
6022
0
0
Webster Financial Corp
COM
947890109
242
6728
SH
SOLE
6728
0
0
Wells Fargo & Co
COM
949746101
2216
45833
SH
SOLE
45833
0
0
West Pharmaceutical Services
COM
955306105
504
7275
SH
SOLE
7275
0
0
Western Refining Inc.
COM
959319104
229
7866
SH
SOLE
7866
0
0
Whirlpool Corp
COM
963320106
754
4183
SH
SOLE
4183
0
0
Whole Foods Market Inc
COM
966837106
765
24580
SH
SOLE
24580
0
0
Wintrust Financial Corp
COM
97650W108
372
8390
SH
SOLE
8390
0
0
Woodward Inc
COM
980745103
217
4174
SH
SOLE
4174
0
0
Yahoo! Inc.
COM
984332106
812
22062
SH
SOLE
22062
0
0
Zimmer Biomet Holdings
COM
98956P102
768
7200
SH
SOLE
7200
0
0
Zumiez Inc
COM
989817101
223
11184
SH
SOLE
11184
0
0
IShares MSCI EAFE Growth ETF
FND
464288885
453
6885
SH
SOLE
6885
0
0
IShares MSCI EAFE Index ETF
FND
464287465
5608
98102
SH
SOLE
98102
0
0
IShares S&P 500 Index
FND
464287200
27322
132215
SH
SOLE
132215
0
0
IShares S&P MidCap 400
FND
464287507
8243
57171
SH
SOLE
57171
0
0
IShares S&P SmCap 600
FND
464287804
7676
68189
SH
SOLE
68189
0
0
BB&T Corporation
PFD
054937206
1046
40000
SH
SOLE
40000
0
0
BB&T Corporation
PFD
054937404
1537
60000
SH
SOLE
60000
0
0
Cabco Trust for JCP
PFD
126797208
197
10100
SH
SOLE
10100
0
0
Equity Commonwealth
PFD
294628508
1001
40000
SH
SOLE
40000
0
0
HSBC Holdings PLC
PFD
404280703
1076
40000
SH
SOLE
40000
0
0
KKR& Co LP
PFD
48248M201
1009
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R778
258
10000
SH
SOLE
10000
0
0
Lehman Bros. Holdings(Escrow 5
PFD
52520W317
0
40000
SH
SOLE
40000
0
0
Public Storage
PFD
74460W602
1050
40000
SH
SOLE
40000
0
0
SCE Trust I
PFD
78406T201
510
20000
SH
SOLE
20000
0
0
Schwab (Charles) Corp
PFD
808513600
1042
40000
SH
SOLE
40000
0
0
Senior Housing Prop Trus
PFD
81721M208
250
10000
SH
SOLE
10000
0
0
Wells Fargo 5.70 Pfd
PFD
94988U714
1036
40000
SH
SOLE
40000
0
0
GTRAX Global Total Return
FND
26243L105
67
10081
SH
SOLE
10081
0
0