0001437749-21-028833.txt : 20211216
0001437749-21-028833.hdr.sgml : 20211216
20211216211622
ACCESSION NUMBER: 0001437749-21-028833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Amron Arthur H
CENTRAL INDEX KEY: 0001179697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32288
FILM NUMBER: 211499335
MAIL ADDRESS:
STREET 1: C/O WEXFORD CAPITAL LP
STREET 2: 777 WEST PUTNAM AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: AMRON ARTHUR H
DATE OF NAME CHANGE: 20020808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEPHROS INC
CENTRAL INDEX KEY: 0001196298
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 133971809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
BUSINESS PHONE: 201.343.5202
MAIL ADDRESS:
STREET 1: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-12-14
0001196298
NEPHROS INC
NEPH
0001179697
Amron Arthur H
C/O WEXFORD CAPITAL LP
777 WEST PUTNAM AVE.
GREENWICH
CT
06830
1
Common Stock
2021-12-14
4
A
0
4582
0
A
4582
D
Stock Option (Right to Buy)
6.82
2021-12-14
4
A
0
7062
0
A
2031-12-14
Common Stock
7062
7062
D
On December 14, 2021, the Company granted 4,582 shares of restricted stock of the Company (the "Restricted Stock") in lieu of cash fees payable to Mr. Amron in respect of his services as a member of the Board of
Directors of the Company. The Restricted Stock was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). At the request of Mr. Amron, the Restricted Stock was granted to Wexford Capital LP. The
Restricted Stock vests 6 months following the grant date.
On December 14, 2021, the Company granted an option to purchase 7,062 shares of common stock of the Company (the "Option") in respect of the service by Mr. Amron as a member of the Board of Directors of the
Company. The Option was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). At the request of Mr. Amron, the Option was granted to Wexford Capital LP. The Option vests as to 2,354 shares on each of 12/14/21, 12/14/22 and 12/14/23.
/s/ Arthur H. Amron
2021-12-16