0001437749-21-028833.txt : 20211216 0001437749-21-028833.hdr.sgml : 20211216 20211216211622 ACCESSION NUMBER: 0001437749-21-028833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211214 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Amron Arthur H CENTRAL INDEX KEY: 0001179697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32288 FILM NUMBER: 211499335 MAIL ADDRESS: STREET 1: C/O WEXFORD CAPITAL LP STREET 2: 777 WEST PUTNAM AVE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: AMRON ARTHUR H DATE OF NAME CHANGE: 20020808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEPHROS INC CENTRAL INDEX KEY: 0001196298 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 133971809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 BUSINESS PHONE: 201.343.5202 MAIL ADDRESS: STREET 1: 380 LACKAWANNA PLACE CITY: SOUTH ORANGE STATE: NJ ZIP: 07079 4 1 rdgdoc.xml FORM 4 X0306 4 2021-12-14 0001196298 NEPHROS INC NEPH 0001179697 Amron Arthur H C/O WEXFORD CAPITAL LP 777 WEST PUTNAM AVE. GREENWICH CT 06830 1 Common Stock 2021-12-14 4 A 0 4582 0 A 4582 D Stock Option (Right to Buy) 6.82 2021-12-14 4 A 0 7062 0 A 2031-12-14 Common Stock 7062 7062 D On December 14, 2021, the Company granted 4,582 shares of restricted stock of the Company (the "Restricted Stock") in lieu of cash fees payable to Mr. Amron in respect of his services as a member of the Board of Directors of the Company. The Restricted Stock was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). At the request of Mr. Amron, the Restricted Stock was granted to Wexford Capital LP. The Restricted Stock vests 6 months following the grant date. On December 14, 2021, the Company granted an option to purchase 7,062 shares of common stock of the Company (the "Option") in respect of the service by Mr. Amron as a member of the Board of Directors of the Company. The Option was granted under the Company's 2015 Equity Incentive Plan (the "2015 Plan"). At the request of Mr. Amron, the Option was granted to Wexford Capital LP. The Option vests as to 2,354 shares on each of 12/14/21, 12/14/22 and 12/14/23. /s/ Arthur H. Amron 2021-12-16