0001514128-14-000027.txt : 20140529 0001514128-14-000027.hdr.sgml : 20140529 20140529161634 ACCESSION NUMBER: 0001514128-14-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140528 FILED AS OF DATE: 20140529 DATE AS OF CHANGE: 20140529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 914-934-5200 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190 CITY: RYE BROOK STATE: NY ZIP: 10573 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARMELING MARK M CENTRAL INDEX KEY: 0001179667 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 14876271 MAIL ADDRESS: STREET 1: SIX INTERNATIONAL DR STREET 2: STE 190 CITY: RYE BROOK STATE: NY ZIP: 10573-1068 4 1 f4formha.xml PRIMARY DOCUMENT X0306 4 2014-05-28 0 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001179667 HARMELING MARK M C/O UNIVERSAL AMERICAN CORP. 44 SOUTH BROADWAY WHITE PLAINS NY 10601 1 0 0 0 Common Stock 2014-05-28 4 A 0 7852. 0 A 119543. D Stock Option (Right to Buy) 7.96 2014-05-28 4 A 0 25859. 0 A 2019-05-28 Common Stock 1. 25859. D Represents grant of Restricted Stock which vests 25% on each of the first four anniversaries of the grant date. Represents common stock including 15,542 shares of unvested restricted stock. The options vest in four equal installments beginning May 28, 2015. /s/ Tony L. Wolk, (POA) 2014-05-29