0001702696-21-000041.txt : 20210616 0001702696-21-000041.hdr.sgml : 20210616 20210616161309 ACCESSION NUMBER: 0001702696-21-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAPIRO MARC J CENTRAL INDEX KEY: 0001179585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38058 FILM NUMBER: 211021645 MAIL ADDRESS: STREET 1: J.P. MORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cadence Bancorporation CENTRAL INDEX KEY: 0001614184 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 7138714000 MAIL ADDRESS: STREET 1: 2800 POST OAK BOULEVARD SUITE 3800 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-15 0 0001614184 Cadence Bancorporation CADE 0001179585 SHAPIRO MARC J C/O CADENCE BANCORPORATION 2800 POST OAK BOULEVARD, SUITE 3800 HOUSTON TX 77056 1 0 0 0 Class A Common Stock, par value $0.01 per share 2021-06-15 4 P 0 6102 21.4 A 31102 D Class A Common Stock, par value $0.01 per share 298459 I See Footnote Amounts reported as beneficially owned reflect an interest in the Shapiro CBS Partnership, and corresponding beneficial ownership of Class A Common Stock equivalent to 298,459 shares of Class A Common Stock in the aggregate, transferred to grantor retained annuity trusts for Mr. Shapiro's children in transactions that only resulted in a change of beneficial ownership and are exempt under Rule 16a-13, and shares held in trust for Reporting Person's daughter with respect to which Reporting Person retains investment authority. The Reporting Person has voting and investment control of all Class A Common stock held by Shapiro CBS Partnership and may be deemed to be a beneficial owner of such shares. Jerry W Powell, Attorney-In-Fact for Marc J. Shapiro 2021-06-16