0000899243-18-028184.txt : 20181105
0000899243-18-028184.hdr.sgml : 20181105
20181105161927
ACCESSION NUMBER: 0000899243-18-028184
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170419
FILED AS OF DATE: 20181105
DATE AS OF CHANGE: 20181105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAPIRO MARC J
CENTRAL INDEX KEY: 0001179585
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38058
FILM NUMBER: 181160152
MAIL ADDRESS:
STREET 1: J.P. MORGAN CHASE & CO.
STREET 2: 270 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadence Bancorporation
CENTRAL INDEX KEY: 0001614184
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2800 POST OAK BOULEVARD SUITE 3800
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 7138714000
MAIL ADDRESS:
STREET 1: 2800 POST OAK BOULEVARD SUITE 3800
CITY: HOUSTON
STATE: TX
ZIP: 77056
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-04-19
2017-04-19
0
0001614184
Cadence Bancorporation
CADE
0001179585
SHAPIRO MARC J
C/O CADENCE BANCORPORATION
2800 POST OAK BOULEVARD, SUITE 3800
HOUSTON
TX
77056
0
0
0
1
Senior Advisory Director
Class A Common Stock, par value $0.01 per share
2017-04-19
4
P
0
23000
A
23000
D
Class A Common Stock, par value $0.01 per share
2017-04-19
4
P
0
2000
A
2000
I
See footnote
This amendment to the Reporting Person's Form 4 filed on April 19, 2017 is to correct the allocation of direct and indirect ownership of Class A common stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation purchased through a directed share program in connection with the initial public offering of the Class A Common Stock (the "IPO"), which closed on April 19, 2017. The 2,000 shares, now disclosed as being held indirectly, were previously disclosed as being held directly in the original Form 4 and two subsequent Forms 4 filed by the Reporting Person. This amendment does not reflect changes occurring after April 19, 2017, including but not limited to changes in ownership of Class A Common Stock and the relationship of the Reporting Person to Issuer.
The shares of Class A Common Stock were purchased at the initial public offering price of $20.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
Held by a trust for the benefit of the Reporting Person's sister, for which the Reporting Person is the co-trustee and therefore may be deemed to be a beneficial owner of such shares.
/s/ Jerry W. Powell, Attorney-in-Fact for Marc J. Shapiro
2018-11-05