-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KRqMfdvj+6aJa8RDjDIhrPEikkgkMH5w18oF3u/anHm1SIOVGLwjxxFK3IyCjLO6 st93Ve2utXzQT7+XQ+nLXg== 0000902664-05-002105.txt : 20051103 0000902664-05-002105.hdr.sgml : 20051103 20051103194543 ACCESSION NUMBER: 0000902664-05-002105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20051103 DATE AS OF CHANGE: 20051103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMDISCO HOLDING CO INC CENTRAL INDEX KEY: 0001179484 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER RENTAL & LEASING [7377] IRS NUMBER: 542066534 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 5600 N RIVER RD, SUITE 800 CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 8476983000 MAIL ADDRESS: STREET 1: 5600 NORTH RIVER RD, SUITE 800 CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEFFELL MICHAEL J CENTRAL INDEX KEY: 0001247122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178355 MAIL ADDRESS: STREET 1: C/O DAVIDSON KEMPNER PARTNERS STREET 2: 885 THIRD AVE STE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoseloff Anthony Alexander CENTRAL INDEX KEY: 0001308274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178356 BUSINESS ADDRESS: BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O M.H. DAVIDSON & CO., L.L.C. STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Epstein Eric Philip CENTRAL INDEX KEY: 0001308271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178357 BUSINESS ADDRESS: BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O M.H. DAVIDSON & CO., L.L.C. STREET 2: 885 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRIVIO ROBERT J JR CENTRAL INDEX KEY: 0001247124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178358 MAIL ADDRESS: STREET 1: C/O DAVIDSON KEMPNER PARTNERS STREET 2: 885 THIRD AVE STE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVART TIMOTHY I CENTRAL INDEX KEY: 0001247120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178359 MAIL ADDRESS: STREET 1: C/O DAVIDSON KEMPNER PARTNERS STREET 2: 885 THIRD AVE STE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON SCOTT E CENTRAL INDEX KEY: 0001247123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49968 FILM NUMBER: 051178360 MAIL ADDRESS: STREET 1: C/O DAVIDSON KEMPNER PARTNERS STREET 2: 885 THIRD AVE STE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4_ex.xml SCOTT E. DAVIDSON X0202 4 2004-11-30 0 0001179484 COMDISCO HOLDING CO INC CDCO 0001247123 DAVIDSON SCOTT E C/O DAVIDSON KEMPNER PARTNERS 885 THIRD AVE STE 3300 NEW YORK NY 10022 0 0 1 0 0001247120 LEVART TIMOTHY I C/O DAVIDSON KEMPNER PARTNERS 885 THIRD AVE STE 3300 NEW YORK NY 10022 0 0 1 0 0001247124 BRIVIO ROBERT J JR C/O DAVIDSON KEMPNER PARTNERS 885 THIRD AVE STE 3300 NEW YORK NY 10022 0 0 1 0 0001308271 Epstein Eric Philip C/O DAVIDSON KEMPNER PARTNERS 885 THIRD AVENUE, SUITE 3300 NEW YORK NY 10022 0 0 1 0 0001308274 Yoseloff Anthony Alexander DAVIDSON KEMPNER PARTNERS 885 THIRD AVENUE, SUITE 3300 NEW YORK NY 10022 0 0 1 0 0001247122 LEFFELL MICHAEL J C/O DAVIDSON KEMPNER PARTNERS 885 THIRD AVE STE 3300 NEW YORK NY 10022 0 0 1 0 Common Stock, $0.01 par value per share ("Common Stock") 2005-10-24 4 P 0 46642 16 A 946753 I See Notes Common Stock 2004-11-30 4 J 0 1313 A 893880 I See Notes Common Stock 2004-11-30 4 J 0 3796 A 897676 I See Notes Common Stock 2005-02-28 4 J 0 634 A 898314 I See Notes Common Stock 2005-02-28 4 J 0 1829 A 900143 I See Notes The shares of Common Stock to which this note relates are held directly by Davidson Kempner Partners, a New York limited partnership ("DKP"), as to 181,976 shares of Common Stock ("Shares"); Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), as to 350,409 Shares; M.H. Davidson & Co., a New York limited partnership ("CO" ), as to 1,749 Shares; Davidson Kempner International, Ltd., a British Virgin Islands corporation ("DKIL"), as to 391,789 Shares; M.H. Davidson & Co. LLC 401(k) Plan, an employee benefit plan (the "Plan"), as to 1,224 Shares; and Serena Limited, a Cayman Islands corporation ("Serena"), as to 18,125 Shares. MHD Management Co., a New York limited partnership ("MHD") is the general partner of DKP. Davidson Kempner Advisers, Inc., a New York corporation ("DKAI"), is the general partner of DKIP and is registered as an investment adviser with the U.S. Securities Exchange Commission. Davidson Kempner International Advisors, L.L.C., a Delaware limited liability company ("DKIA"), is the investment manager of DKIL and Serena. Thomas L. Kempner, Jr., Marvin H. Davidson, Stephen M. Dowicz, Scott E. Davidson, Michael J. Leffell, Timothy I. Levart, Robert J. Brivio, Jr., Eric P. Epstein and Anthony A. Yoseloff (collectively, the "Principals") are the general partners of CO and MHD, the sole managing members of DKIA and the sole stockholders of DKAI. Messrs. Levart, Kempner, Dowicz, Leffell, Brivio and Scott Davidson are the trustees of the Plan. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates except to the extent each may be deemed to have a pecuniary interest in such securities pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. In addition to footnote (1), Thomas J. Kempner may be deemed to beneficially own the following Shares: Thomas L. Kempner, Jr. Individual Retirement Account ("IRA"), as to 137 Shares; Katheryn C. Patterson ("Patterson"), as to 671 Shares; Katheryn Clews Patterson Individual Retirement Account ("Patterson IRA"), as to 264 Shares. Patterson is the spouse of Thomas L. Kempner, Jr. Stephen Dowicz may be deemed to beneficially own the following Shares: 55 Shares as to Stephen Dowicz; 21 Shares as to Mary E. Dowicz. Mary Dowicz is the spouse of Stephen Dowicz. Anthony A. Yoseloff may be deemed to beneficially own 1 Share. Scott Davidson may be deemed to beneficially own 332 Shares. The shares to which this line relates were acquired as a result of a distribution of Common Stock by the issuer to debt-holders. No price was paid for such shares. As of the end of the day on November 30, 2004, the Shares to which this note relates were held directly by DKP as to 172,237 Shares; DKIP as to 334,803 Shares; CO as to 495 Shares; DKIL as to 369,986 Shares; the Plan as to 1,224 Shares; and Serena as to 17,422 Shares. In addition to footnote (6), as of the end of the day on November 30, 2004, Thomas J. Kempner may have been deemed to beneficially own the following Shares: IRA as to 137 Shares; Patterson as to 669 Shares; Patterson IRA as to 264 Shares. Stephen Dowicz may have been deemed to beneficially own the following Shares: 55 Shares as to Stephen Dowicz; 21 Shares as to Mary Dowicz; 32 Shares as to the Stephen M. Dowicz Individual Retirement Account ("Dowicz IRA"). Anthony A. Yoseloff may have been deemed to beneficially own 1 Share. Scott Davidson may have been deemed to beneficially own 330 Shares. As of the end of the day on February 28, 2005, the Shares to which this note relates were held directly by DKP as to 172,741 Shares; DKIP as to 335,670 Shares; CO as to 536 Shares; DKIL as to 370,987 Shares; the Plan as to 1,224 Shares; and Serena as to 17,472 Shares. In addition to footnote (8), as of the end of the day on February 28, 2005, Thomas J. Kempner may have been deemed to beneficially own the following Shares: IRA as to 137 Shares; Patterson as to 671 Shares; Patterson IRA as to 264 Shares. Stephen Dowicz may have been deemed to beneficially own the following Shares: 55 Shares as to Stephen Dowicz; 21 Shares as to Mary Dowicz; 32 Shares as to Dowicz IRA. Anthony A. Yoseloff may have been deemed to beneficially own 1 Share. Scott Davidson may have been deemed to beneficially own 332 Shares. The following foundations and trusts hold securities of the issuer and were established by the Reporting Persons: Anthony A.Yoseloff Foundation Inc. (77); Marvin H. Davidson Foundation Inc. (3,860); Scott and Susan Davidson Foundation Inc. (2,633); Trust u/w Sally M. Davidson, Marvin H. Davidson Trustee (2); Stephen and Mary Dowicz Foundation (2,261); Thomas Kempner and Thomas L. Kempner Jr. Trustees U/A/D FBO Thomas Nathaniel Kempner (5); Thomas L. Kempner Jr. Foundation Inc. (5,470); Thomas L Kempner, Thomas L. Kempner Jr. Trustees U/A/D FBO Trevor M. Kempner (5); John Freund and Mada Lyn Ciocca Trustees U/A/D FBO Jessica Kempner (5); and Lisa and Michael Leffell Foundation (2,163). The securities held by the trusts and foundations are not included with the holdings of the Reporting Persons on this Form 4. The Reporing Persons disclaim beneficial ownership over these Shares pursuant to Section 16 of the Securities Exchange Act of 1934. As of November 30, 2004, the following foundations and trusts held securities of the issuer and were established by the Reporting Persons: Anthony A Yoseloff Foundation Inc. (77); Marvin H. Davidson Foundation Inc. (3,858); Scott and Susan Davidson Foundation Inc. (2,632 ); Trust u/w Sally M. Davidson, Marvin H. Davidson Trustee (2); Stephen and Mary Dowicz Foundation (2,261); Thomas Kempner and Thomas L. Kempner Jr. Trustees U/A/D FBO Thomas Nathaniel Kempner (5); Thomas L. Kempner Jr. Foundation Inc. (5,468); Thomas L Kempner, Thomas L. Kempner Jr. Trustees U/A/D FBO Trevor M. Kempner (5); John Freund and Mada Lyn Ciocca Trustees U/A/D FBO Jessica Kempner (5); and Lisa and Michael Leffell Foundation, (2,163). The securities held by the trusts and foundations are not included with the holdings of the Reporting Persons on this Form 4. The Reporting Persons disclaim beneficial ownership over these Shares pursuant Section 16 of the Securities Exchange Act of 1934. As of February 28, 2005, the following foundations and trusts held securities of the issuer and were established by the Reporting Persons: Anthony A. Yoseloff Foundation Inc. (77); Marvin H. Davidson Foundation Inc. (3,860); Scott and Susan Davidson Foundation Inc. (2,633 ); Trust u/w Sally M. Davidson, Marvin H. Davidson Trustee (2); Stephen and Mary Dowicz Foundation (2,261); Thomas Kempner and Thomas L. Kempner Jr. Trustees U/A/D FBO Thomas Nathaniel Kempner (5); Thomas L. Kempner Jr. Foundation Inc. (5,470); Thomas L Kempner, Thomas L. Kempner Jr. Trustees U/A/D FBO Trevor M. Kempner (5); John Freund and Mada Lyn Ciocca Trustees U/A/D FBO Jessica Kempner (5); and Lisa and Michael Leffell Foundation, (2,163). The securities held by the trusts and foundations are not included with the holdings of the Reporting Persons on this Form 4. The Reporting Persons disclaim beneficial ownership over these Shares pursuant to Section 16 of the Securities Exchange Act of 1934. This is Part Two of a two-part Form 4 filing. This Part Two is a continuation of Part One to indicate all Reporting Persons. It is not a separate Form 4 filing. /s/ Thomas L. Kempner, Jr. 2005-11-03 -----END PRIVACY-ENHANCED MESSAGE-----