OTHER REQUIRED INFO 3 NCEN_811-21168_78046901_1021.htm b47262.htm - Generated by SEC Publisher for SEC Filing

 

Report of Votes of Stockholders

 

The Annual Meeting of Stockholders was held on September 29, 2021. Stockholders voted to elect four Class I Directors to serve until the Annual Meeting of Stockholders in 2024, or until their successors are elected and qualified. The Class II Directors (which include Michael J. Cosgrove, Deborah C. McLean and George W. Morriss (preferred stock only)) and the Class III Directors (which include Joseph V. Amato, Martha C. Goss and James G. Stavridis) continue to hold office until the Annual Meeting of Stockholders in 2022 and 2023, respectively, or until their successors are elected and qualified.

 

To elect four Class I Directors to serve until the Annual Meeting of Stockholders in 2024 or until their successors are elected and qualified.

 

CALIFORNIA

 

Shares of Common and Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Marc Gary

4,366,637

180,600

Michael M. Knetter

4,342,023

205,214

Tom D. Seip

4,343,810

203,427

 

 

 

 

 

Shares of Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Peter P. Trapp

550

MUNICIPAL    

 

 

 

 

 

Shares of Common and Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Marc Gary

15,967,364

223,936

Michael M. Knetter

15,846,072

345,228

Tom D. Seip

15,814,675

376,625

 

 

 

 

 

Shares of Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Peter P. Trapp

1,704

NEW YORK                          

 

 

 

 

 

Shares of Common and Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Marc Gary

3,798,417

778,770

Michael M. Knetter

3,800,078

777,109

Tom D. Seip

3,800,078

777,109

 

 

 

 

 

Shares of Preferred Stock

Votes For

Votes

Withheld

Abstentions

Broker

Non-Votes

Peter P. Trapp

463