0001493152-24-028777.txt : 20240723
0001493152-24-028777.hdr.sgml : 20240723
20240723080533
ACCESSION NUMBER: 0001493152-24-028777
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240719
FILED AS OF DATE: 20240723
DATE AS OF CHANGE: 20240723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cassano James S
CENTRAL INDEX KEY: 0001343514
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38907
FILM NUMBER: 241132971
MAIL ADDRESS:
STREET 1: 1200 RIVER ROAD
STREET 2: SUITE 1302
CITY: CONSHOHOCKEN
STATE: PA
ZIP: 19428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001178697
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 943336783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4445 EASTGATE MALL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 650-378-8100
MAIL ADDRESS:
STREET 1: 4445 EASTGATE MALL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
ownership.xml
X0508
4
2024-07-19
0
0001178697
SONIM TECHNOLOGIES INC
SONM
0001343514
Cassano James S
C/O SONIM TECHNOLOGIES INC.
4445 EASTGATE MALL, SUITE 200
SAN DIEGO
CA
92121
1
0
0
0
0
Common Stock
2024-07-19
4
S
0
1623
3.68
D
25779
D
Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.67 to $3.76, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Consists of (i) 14,757 shares of common stock and (ii) 11,022 unvested restricted stock units.
The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9.
/s/ Clayton Crolius, by power of attorney
2024-07-23