0001493152-24-024964.txt : 20240624 0001493152-24-024964.hdr.sgml : 20240624 20240624162533 ACCESSION NUMBER: 0001493152-24-024964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240620 FILED AS OF DATE: 20240624 DATE AS OF CHANGE: 20240624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULICA MICHAEL C CENTRAL INDEX KEY: 0001211437 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 241064643 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4445 EASTGATE MALL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 4445 EASTGATE MALL STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 ownership.xml X0508 4 2024-06-20 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001211437 MULICA MICHAEL C C/O SONIM TECHNOLOGIES INC. 4445 EASTGATE MALL, SUITE 200 SAN DIEGO CA 92121 1 0 0 0 0 Common Stock 2024-06-20 4 A 0 78947 0.00 A 464172 D Common Stock 2024-06-21 4 S 0 36016 0.69 D 428156 D Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Consists of (i) 318,550 shares of common stock and (ii) 145,622 unvested restricted stock units. Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.69 to $0.71, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Consists of (i) 282,534 shares of common stock and (ii) 145,622 unvested restricted stock units. /s/ Clayton Crolius by power of attorney 2024-06-24