0001209191-20-035993.txt : 20200611
0001209191-20-035993.hdr.sgml : 20200611
20200611170835
ACCESSION NUMBER: 0001209191-20-035993
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200609
FILED AS OF DATE: 20200611
DATE AS OF CHANGE: 20200611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TIRVA ROBERT L.
CENTRAL INDEX KEY: 0001438223
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38907
FILM NUMBER: 20957906
MAIL ADDRESS:
STREET 1: C/O RESONANT INC.
STREET 2: 175 CREMONA DRIVE, SUITE 200
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001178697
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 943336783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6836 BEE CAVE ROAD
STREET 2: BUILDING 1, SUITE 279
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 650-378-8100
MAIL ADDRESS:
STREET 1: 6836 BEE CAVE ROAD
STREET 2: BUILDING 1, SUITE 279
CITY: AUSTIN
STATE: TX
ZIP: 78746
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-09
0
0001178697
SONIM TECHNOLOGIES INC
SONM
0001438223
TIRVA ROBERT L.
6836 BEE CAVE ROAD, BUILDING 1, STE. 279
AUSTIN
TX
78746
0
1
0
0
Chief Financial Officer
Common Stock
2020-06-09
4
A
0
458000
0.00
A
545000
D
Common Stock
2020-06-09
5
A
0
E
100000
0.00
A
645000
D
Common Stock
2020-06-09
4
P
0
100000
0.75
A
745000
D
Represents the grant of restricted stock units that vest in four equal annual installments beginning on June 9, 2020.
Includes 2,500 shares acquired by the reporting person under the Issuer's 2019 Employee Stock Purchase Plan on May 15, 2020.
This grant is contingent upon approval by the Issuer's stockholders of an increase in the number of shares reserved for issuance under the Issuer's 2019 Equity Incentive Plan.
Represents shares of Common Stock purchased directly from the underwriters in an underwritten public offering conducted by the Issuer.
/s/ Stephanie Sogawa, Attorney-in-Fact for Robert L. Tirva
2020-06-11
EX-24.4_921644
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
Know all by these present that the undersigned hereby constitutes and appoints
each of THOMAS WILKINSON, NORMA CONTRERAS, and STEPHANIE SOGAWA, signing
individually, the undersigned's true and lawful attorneys-in-fact and agents to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer, director or beneficial owner of more than 10% of a registered
class of securities of Sonim Technologies, Inc. (the "Company"), (a) Forms 3, 4
and 5 (including any amendments thereto) in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules
thereunder and a (b) Form ID, Uniform Application for Access Codes to File on
EDGAR, including Update Passphrase Confirmation;
(2) do and perform any and all acts for and on behalf of the undersigned that
may be necessary or desirable to execute such Forms 3, 4 or 5 or Form ID
(including any amendments thereto) and timely file such forms with the United
States Securities and Exchange Commission and any stock exchange or similar
authority; and
(3) take any other action of any nature whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in
the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the earliest
to occur of (a) the undersigned is no longer required to file Forms 3, 4 and 5
with respect to the undersigned's holdings of and transactions in securities
issued by the Company, (b) revocation by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact or (c) as to any attorney-in-fact
individually, until such attorney-in-fact is no longer employed by the Company
or Cooley LLP.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of 6/11/2020.
/s/ Robert Tirva
Robert Tirva