0000899243-22-015558.txt : 20220425 0000899243-22-015558.hdr.sgml : 20220425 20220425161018 ACCESSION NUMBER: 0000899243-22-015558 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220413 FILED AS OF DATE: 20220425 DATE AS OF CHANGE: 20220425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Hao Peter CENTRAL INDEX KEY: 0001925315 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 22849789 MAIL ADDRESS: STREET 1: 6836 BEE CAVE ROAD, BUILDING 1, SUITE 2 CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6500 RIVER PLACE BLVD. STREET 2: BUILDING 7, SUITE 250 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 6500 RIVER PLACE BLVD. STREET 2: BUILDING 7, SUITE 250 CITY: AUSTIN STATE: TX ZIP: 78730 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-04-13 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001925315 Liu Hao Peter C/O SONIM TECHNOLOGIES INC. 6500 RIVER PLACE BLVD., BLDG. 7, S#2 AUSTIN TX 78730 0 1 0 0 Chief Executive Officer Common Stock 107486 D Employee Stock Option (right to buy) 4.50 2023-06-09 Common Stock 3327 D Employee Stock Option (right to buy) 4.50 2023-06-09 Common Stock 1111 D Employee Stock Option (right to buy) 15.00 2025-06-29 Common Stock 666 D Employee Stock Option (right to buy) 24.80 2029-12-01 Common Stock 5000 D Includes 6,112 restricted stock units that are scheduled to vest in 3 equal annual installments beginning June 9, 2022. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. This stock option is fully vested and exercisable. This stock option is fully vested and exercisable with respect to 2,916 shares of the Issuer's common stock. The remaining 2,084 shares of the Issuer's common stock are scheduled to vest in monthly increments from May 1, 2022 to December 1, 2023. Exhibit List: Exhibit 24 - Power of Attorney /s/ Robert Tirva, as power-of-attorney 2022-04-25 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

                 FOR SEC FILINGS ON FORMS ID, 3, 4, 5 AND 144
                          IN RESPECT OF SECURITIES OF
                            SONIM TECHNOLOGIES, INC.

             The undersigned hereby constitutes and appoints each of Robert
Tirva of Sonim Technologies, Inc. (the "Company") and Regina Braman of O'Melveny
& Myers LLP as the undersigned's true and lawful attorney-in-fact and agent,
with full power of substitution and resubstitution for the undersigned and in
the undersigned's name and stead in any and all capacities, to sign and file for
and on the undersigned's behalf, in respect of any acquisition, disposition or
other change in ownership of any common stock of the Company, the following:

      (i)    any Form ID to be filed with the Securities and Exchange Commission
             (the "SEC");

      (ii)   any Initial Statement of Beneficial Ownership of Securities on Form
             3 to be filed with the SEC;

      (iii)  any Statement of Changes of Beneficial Ownership of Securities on
             Form 4 to be filed with the SEC;

      (iv)   any Annual Statement of Beneficial Ownership of Securities on Form
             5 to be filed with the SEC;

      (v)    any Notice of Proposed Sale of Securities on Form 144 to be filed
             with the SEC; and

      (vi)   any and all agreements, certificates, receipts, or other documents
             in connection therewith.

             The undersigned hereby gives full power and authority to the
attorney-in-fact to seek and obtain as the undersigned's representative and on
the undersigned's behalf, information on transactions in the Company's
securities from any third party, including brokers, employee benefit plan
administrators and trustees, and the undersigned hereby authorizes any such
person to release such information to the undersigned and approves and ratifies
any such release of information.

             The undersigned hereby grants unto such attorney-in-fact and agent
full power and authority to do and perform each and every act and thing
requisite and necessary in connection with such matters and hereby ratifies and
confirms all that any such attorney-in-fact and agent or substitute may do or
cause to be done by virtue hereof.

             The undersigned acknowledges that:

       (i)   neither the Company nor such attorney-in-fact assumes (i) any
             liability for the undersigned's responsibility to comply with the
             requirement of the Securities Exchange Act of 1934, as amended (the
             "Exchange Act"), (ii) any liability of the undersigned for any
             failure to comply with such requirements or (iii) any obligation or
             liability of the undersigned for profit disgorgement under Section
             16(b) of the Exchange Act; and

      (ii)   this Power of Attorney does not relieve the undersigned from
             responsibility for compliance with the undersigned's obligations
             under the Exchange Act, including without limitation the reporting
             requirements under Section 16 of the Exchange Act.

             This Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to such attorney-in-
fact.

    IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney.


Date: April 14, 2022
                                             /s/ Hao Liu
                                             --------------------------
                                             Name: Hao (Peter) Liu