0000899243-21-044823.txt : 20211116 0000899243-21-044823.hdr.sgml : 20211116 20211116163959 ACCESSION NUMBER: 0000899243-21-044823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211112 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howe Alan B CENTRAL INDEX KEY: 0001296812 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 211416686 MAIL ADDRESS: STREET 1: 1155 KAS DRIVE SUITE 100 CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6500 RIVER PLACE BLVD. STREET 2: BUILDING 7, SUITE 250 CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 6500 RIVER PLACE BLVD. STREET 2: BUILDING 7, SUITE 250 CITY: AUSTIN STATE: TX ZIP: 78730 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-12 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001296812 Howe Alan B C/O SONIM TECHNOLOGIES INC. 6500 RIVER PLACE BLVD, BLDG. 7, S#250 AUSTIN TX 78730 1 0 0 0 Common Stock 2021-11-12 4 A 0 27906 0.00 A 41139 D Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021. /s/ Robert Tirva, as Attorney-in-Fact 2021-11-16