0000899243-20-014171.txt : 20200526
0000899243-20-014171.hdr.sgml : 20200526
20200526161920
ACCESSION NUMBER: 0000899243-20-014171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200521
FILED AS OF DATE: 20200526
DATE AS OF CHANGE: 20200526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nokomis Capital, L.L.C.
CENTRAL INDEX KEY: 0001541055
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38907
FILM NUMBER: 20910756
BUSINESS ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972.590.4100
MAIL ADDRESS:
STREET 1: 2305 CEDAR SPRINGS ROAD
STREET 2: SUITE 420
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hendrickson Brett
CENTRAL INDEX KEY: 0001337431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38907
FILM NUMBER: 20910757
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT
STREET 2: SUITE 1740
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001178697
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 943336783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6836 BEE CAVE ROAD
STREET 2: BUILDING 1, SUITE 279
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 650-378-8100
MAIL ADDRESS:
STREET 1: 6836 BEE CAVE ROAD
STREET 2: BUILDING 1, SUITE 279
CITY: AUSTIN
STATE: TX
ZIP: 78746
4
1
doc4.xml
FORM 4 SUBMISSION
X030642020-05-2100001178697SONIM TECHNOLOGIES INCSONM0001541055Nokomis Capital, L.L.C.2305 CEDAR SPRINGS RD., SUITE 420DALLASTX7520100100001337431Hendrickson Brett2305 CEDAR SPRINGS RD., SUITE 420DALLASTX752010010Common Stock, par value $0.001 per share2020-05-214S06963781.311D2995703ISee FootnoteThe price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.40, inclusive. The reporting persons undertake to provide to Sonim Technologies, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value per share (the "Common Stock"), of the Issuer held by certain private investment funds advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership.Nokomis Capital holds indirectly the shares of Common Stock of the Issuer reported in this Form 4 through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital, he controlled the disposition and voting of such securities.NOKOMIS CAPITAL, L.L.C., Name: /s/ Brett Hendrickson, Title: Manager2020-05-26BRETT HENDRICKSON, Name: /s/ Brett Hendrickson2020-05-26EX-99.1
2
attachment1.htm
EX-99.1 DOCUMENT
Exhibit 99.1
Form 4 Joint Filer Information
Name: Nokomis Capital, L.L.C.
Address: 2305 Cedar Springs Rd.
Suite 420
Dallas, TX 75201
Date of Event Requiring Statement: 05/21/2020