0001628280-21-006414.txt : 20210401 0001628280-21-006414.hdr.sgml : 20210401 20210401181548 ACCESSION NUMBER: 0001628280-21-006414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210330 FILED AS OF DATE: 20210401 DATE AS OF CHANGE: 20210401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATTHEWS NORMAN S CENTRAL INDEX KEY: 0001178445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40249 FILM NUMBER: 21799725 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThredUp Inc. CENTRAL INDEX KEY: 0001484778 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 264009181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 BUSINESS PHONE: 415-402-5202 MAIL ADDRESS: STREET 1: 969 BROADWAY STREET 2: SUITE 200 CITY: OAKLAND STATE: CA ZIP: 94607 FORMER COMPANY: FORMER CONFORMED NAME: thredUP DATE OF NAME CHANGE: 20100222 4 1 wf-form4_161731527822864.xml FORM 4 X0306 4 2021-03-30 0 0001484778 ThredUp Inc. TDUP 0001178445 MATTHEWS NORMAN S C/O THREDUP INC. 969 BROADWAY, SUITE 200 OAKLAND CA 94607 1 0 0 0 Common Stock 2021-03-30 4 J 0 123176 D 0 D Common Stock 2021-03-30 4 J 0 47783 D 0 I By Family Trust Under the Norman S. Matthews 2017 Annuity Trust No. 1 Series D Preferred Stock 2021-03-30 4 C 0 131890 0 D Common Stock 131890.0 0 D Series E Preferred Stock 2021-03-30 4 C 0 95874 0 D Common Stock 95874.0 0 D Series E-1 Preferred Stock 2021-03-30 4 C 0 31958 0 D Common Stock 31958.0 0 D Class B Common Stock 2021-03-30 4 J 0 382898 0 A Class A Common Stock 382898.0 382898 D Class B Common Stock 2021-03-30 4 J 0 47783 0 A Class A Common Stock 47783.0 47783 I By Family Trust Under the Norman S. Matthews 2017 Annuity Trust No. 1 Stock Option (Right to Buy) 0.86 2021-03-30 4 J 0 262083 0 D 2024-12-02 Common Stock 262083.0 0 D Stock Option (Right to Buy) 0.86 2021-03-30 4 J 0 262083 0 A 2028-12-02 Class B Common Stock 262083.0 262083 D Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 131042 0 D 2028-09-16 Common Stock 131042.0 0 D Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 131042 0 A 2028-09-16 Class B Common Stock 131042.0 131042 D Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 30000 0 D 2021-08-26 2030-08-25 Common Stock 30000.0 0 D Stock Option (Right to Buy) 2.05 2021-03-30 4 J 0 30000 0 A 2021-08-26 2030-08-25 Class B Common Stock 30000.0 30000 D Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. Immediately prior to the closing of the Issuer's initial public offering, each share of Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date. The stock option vested in 48 equal monthly installments after August 1, 2014. The stock option vested in 24 equal monthly installments after August 2, 2018. /s/ Alon Rotem, Attorney-in-Fact 2021-04-01