0000902664-19-003788.txt : 20190920 0000902664-19-003788.hdr.sgml : 20190920 20190920163210 ACCESSION NUMBER: 0000902664-19-003788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190918 FILED AS OF DATE: 20190920 DATE AS OF CHANGE: 20190920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek Credit Opportunities Master Fund, L.P. CENTRAL INDEX KEY: 0001651429 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105074 BUSINESS ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 FORMER NAME: FORMER CONFORMED NAME: Owl Creek Credit Opportunities MAster Fund, L.P. DATE OF NAME CHANGE: 20150820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTMAN JEFFREY A CENTRAL INDEX KEY: 0001269751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105075 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek Special Situations Fund, L.P. CENTRAL INDEX KEY: 0001774065 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105076 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWL CREEK SRI MASTER FUND, LTD. CENTRAL INDEX KEY: 0001531025 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105077 BUSINESS ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 212 688 2550 MAIL ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWL CREEK OVERSEAS MASTER FUND, LTD. CENTRAL INDEX KEY: 0001531026 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105078 BUSINESS ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 BUSINESS PHONE: 212 688 2550 MAIL ADDRESS: STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWL CREEK ADVISORS, LLC CENTRAL INDEX KEY: 0001531024 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105079 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 688 2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek II, L.P. CENTRAL INDEX KEY: 0001178296 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105080 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: OWL CREEK II, L.P. DATE OF NAME CHANGE: 20070725 FORMER NAME: FORMER CONFORMED NAME: OWL CREEK II LP DATE OF NAME CHANGE: 20020720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek I, L.P. CENTRAL INDEX KEY: 0001178254 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105081 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: OWL CREEK I LP DATE OF NAME CHANGE: 20020720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P. CENTRAL INDEX KEY: 0001313756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36827 FILM NUMBER: 191105082 BUSINESS ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-688-2550 MAIL ADDRESS: STREET 1: 640 FIFTH AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anterix Inc. CENTRAL INDEX KEY: 0001304492 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 330745043 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 BUSINESS PHONE: (973) 771-0300 MAIL ADDRESS: STREET 1: 3 GARRET MOUNTAIN PLAZA STREET 2: SUITE 401 CITY: WOODLAND PARK STATE: NJ ZIP: 07424 FORMER COMPANY: FORMER CONFORMED NAME: pdvWireless, Inc. DATE OF NAME CHANGE: 20151105 FORMER COMPANY: FORMER CONFORMED NAME: Pacific DataVision, Inc. DATE OF NAME CHANGE: 20140616 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Data Vision DATE OF NAME CHANGE: 20040928 4 1 ownership.xml X0306 4 2019-09-18 0 0001304492 Anterix Inc. ATEX 0001313756 Owl Creek Asset Management, L.P. 640 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001178254 Owl Creek I, L.P. 640 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001178296 Owl Creek II, L.P. 640 FIFTH AVENUE 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001531024 OWL CREEK ADVISORS, LLC 640 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001531026 OWL CREEK OVERSEAS MASTER FUND, LTD. 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 0001531025 OWL CREEK SRI MASTER FUND, LTD. 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 0001774065 Owl Creek Special Situations Fund, L.P. 640 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001269751 ALTMAN JEFFREY A 640 FIFTH AVENUE, 20TH FLOOR NEW YORK NY 10019 0 0 1 0 0001651429 Owl Creek Credit Opportunities Master Fund, L.P. 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 Common Stock, par value $0.0001 per share ("Common Stock") 2019-09-18 4 P 0 2099 39.3995 A 4520009 I See footnotes Common Stock 2019-09-19 4 P 0 1700 39.4688 A 4521709 I See footnotes Common Stock 2019-09-20 4 P 0 2901 38.9213 A 4524610 I See footnotes The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds"). Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member 2019-09-20 EX-99 2 jointfiler.htm JOINT FILER INFORMATION

Joint Filer Information

Name: Owl Creek I, L.P.

Address: 640 Fifth Avenue, 20th Floor, New York, N.Y. 10019

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek I, L.P.

By: Owl Creek Advisors, LLC, its general partner

By: /s/ Jeffrey A. Altman

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Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek II, L.P.

Address: 640 Fifth Avenue, 20th Floor, New York, N.Y. 10019

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek II, L.P.

By: Owl Creek Advisors, LLC, its general partner

By: /s/ Jeffrey A. Altman

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Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek Overseas Master Fund, Ltd.

Address: 89 Nexus Way, 2nd Floor, Camana Bay, Grand Cayman, E9, KY1-1205

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek Overseas Master Fund, Ltd.

By: Owl Creek Asset Management, L.P., its investment manager

By: Owl Creek GP, L.L.C., its general partner

By: /s/ Jeffrey A. Altman

-----------------------------------------------------------

Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek SRI Master Fund, Ltd.

Address: 89 Nexus Way, 2nd Floor, Camana Bay, Grand Cayman, E9, KY1-1205

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek SRI Master Fund, Ltd.

By: Owl Creek Asset Management, L.P., its investment manager

By: Owl Creek GP, L.L.C., its general partner

By: /s/ Jeffrey A. Altman

-----------------------------------------------------------

Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek Credit Opportunities Master Fund, L.P.

Address: 89 Nexus Way, 2nd Floor, Camana Bay, Grand Cayman, E9, KY1-1205

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek Credit Opportunities Master Fund, L.P.

By: Owl Creek Advisors, LLC, its general partner

By: /s/ Jeffrey A. Altman

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Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek Special Situations Fund, L.P.

Address: 640 Fifth Avenue, 20th Floor, New York, N.Y. 10019

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek Special Situations Fund, L.P.

By: Owl Creek Advisors, LLC, its general partner

By: /s/ Jeffrey A. Altman

-----------------------------------------------------------

Name: Jeffrey A. Altman

Title: Managing Member

Name: Owl Creek Advisors, LLC

Address: 640 Fifth Avenue, 20th Floor, New York, N.Y. 10019

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: Owl Creek Advisors, LLC

By: /s/ Jeffrey A. Altman

-----------------------------------------------------------

Name: Jeffrey A. Altman

Title: Managing Member

Name: Jeffrey A. Altman

Address: c/o Owl Creek Asset Management, L.P., 640 Fifth Avenue, 20th Floor, New York, N.Y. 10019

Designated Filer: Owl Creek Asset Management, L.P.

Issuer & Ticker Symbol: Anterix Inc. [ATEX]

Date of Event Requiring Statement: 9/18/2019

Signature: /s/ Jeffrey A. Altman

-----------------------------------------------------------

Name: Jeffrey A. Altman