0000902664-19-003193.txt : 20190801
0000902664-19-003193.hdr.sgml : 20190801
20190801171108
ACCESSION NUMBER: 0000902664-19-003193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190730
FILED AS OF DATE: 20190801
DATE AS OF CHANGE: 20190801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owl Creek Asset Management, L.P.
CENTRAL INDEX KEY: 0001313756
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993560
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-688-2550
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owl Creek I, L.P.
CENTRAL INDEX KEY: 0001178254
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993561
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-688-2550
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: OWL CREEK I LP
DATE OF NAME CHANGE: 20020720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owl Creek II, L.P.
CENTRAL INDEX KEY: 0001178296
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993562
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-688-2550
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: OWL CREEK II, L.P.
DATE OF NAME CHANGE: 20070725
FORMER NAME:
FORMER CONFORMED NAME: OWL CREEK II LP
DATE OF NAME CHANGE: 20020720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWL CREEK ADVISORS, LLC
CENTRAL INDEX KEY: 0001531024
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993563
BUSINESS ADDRESS:
STREET 1: 640 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212 688 2550
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWL CREEK OVERSEAS MASTER FUND, LTD.
CENTRAL INDEX KEY: 0001531026
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993564
BUSINESS ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 212 688 2550
MAIL ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OWL CREEK SRI MASTER FUND, LTD.
CENTRAL INDEX KEY: 0001531025
STATE OF INCORPORATION: E9
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993565
BUSINESS ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 212 688 2550
MAIL ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTMAN JEFFREY A
CENTRAL INDEX KEY: 0001269751
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993566
MAIL ADDRESS:
STREET 1: 640 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owl Creek Credit Opportunities Master Fund, L.P.
CENTRAL INDEX KEY: 0001651429
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36827
FILM NUMBER: 19993567
BUSINESS ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
BUSINESS PHONE: 212-688-2550
MAIL ADDRESS:
STREET 1: 89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1205
FORMER NAME:
FORMER CONFORMED NAME: Owl Creek Credit Opportunities MAster Fund, L.P.
DATE OF NAME CHANGE: 20150820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: pdvWireless, Inc.
CENTRAL INDEX KEY: 0001304492
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 330745043
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3 GARRET MOUNTAIN PLAZA
STREET 2: SUITE 401
CITY: WOODLAND PARK
STATE: NJ
ZIP: 07424
BUSINESS PHONE: (973) 771-0300
MAIL ADDRESS:
STREET 1: 3 GARRET MOUNTAIN PLAZA
STREET 2: SUITE 401
CITY: WOODLAND PARK
STATE: NJ
ZIP: 07424
FORMER COMPANY:
FORMER CONFORMED NAME: Pacific DataVision, Inc.
DATE OF NAME CHANGE: 20140616
FORMER COMPANY:
FORMER CONFORMED NAME: Pacific Data Vision
DATE OF NAME CHANGE: 20040928
4
1
ownership.xml
PDVWIRELESS, INC.
X0306
4
2019-07-30
0
0001304492
pdvWireless, Inc.
ATEX
0001313756
Owl Creek Asset Management, L.P.
640 FIFTH AVENUE
20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001178254
Owl Creek I, L.P.
640 FIFTH AVENUE
20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001178296
Owl Creek II, L.P.
640 FIFTH AVENUE
20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001531024
OWL CREEK ADVISORS, LLC
640 FIFTH AVENUE, 20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001531026
OWL CREEK OVERSEAS MASTER FUND, LTD.
89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
0
0
1
0
0001531025
OWL CREEK SRI MASTER FUND, LTD.
89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
0
0
1
0
0001269751
ALTMAN JEFFREY A
640 FIFTH AVENUE, 20TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001651429
Owl Creek Credit Opportunities Master Fund, L.P.
89 NEXUS WAY, 2ND FLOOR, CAMANA BAY
GRAND CAYMAN
E9
KY1-1205
CAYMAN ISLANDS
0
0
1
0
Common Stock, par value $0.0001 per share ("Common Stock")
2019-07-30
4
P
0
25992
44.7737
A
3226762
I
See footnotes
Common Stock
2019-07-31
4
P
0
23108
44.9052
A
3249870
I
See footnotes
Common Stock
2019-08-01
4
P
0
47761
44.0902
A
3297631
I
See footnotes
The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI") and Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund").
Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II and Owl Creek Credit Fund, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the Reporting Persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest in the securities.
Owl Creek Asset Management, L.P. By: /s/ Owl Creek GP, L.L.C., its general partner By: /s/ Jeffrey A. Altman, Managing Member
2019-08-01