0001140361-16-072249.txt : 20160711
0001140361-16-072249.hdr.sgml : 20160711
20160711183202
ACCESSION NUMBER: 0001140361-16-072249
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160711
DATE AS OF CHANGE: 20160711
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001293310
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770557236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 MARINA BOULEVARD
STREET 2: SUITE 250
CITY: BRISBANE
STATE: CA
ZIP: 94005-1878
BUSINESS PHONE: 650.243.3100
MAIL ADDRESS:
STREET 1: 1000 MARINA BOULEVARD
STREET 2: SUITE 250
CITY: BRISBANE
STATE: CA
ZIP: 94005-1878
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK HORSE CAPITAL LP
CENTRAL INDEX KEY: 0001178179
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 161762906
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: (646) 415-8246
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chappell Dale
CENTRAL INDEX KEY: 0001379459
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 161762908
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLACK HORSE CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001379554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 161762907
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: (646) 415-8246
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
FORMER NAME:
FORMER CONFORMED NAME: Black Horse Capital Management LLC
DATE OF NAME CHANGE: 20061030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cheval Holdings, Ltd.
CENTRAL INDEX KEY: 0001679225
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 161762905
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309G, UGLAND HOUSE
STREET 2: GEORGETOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 646-472-7948
MAIL ADDRESS:
STREET 1: P.O. BOX 309G, UGLAND HOUSE
STREET 2: GEORGETOWN
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Black Horse Capital Master Fund Ltd.
CENTRAL INDEX KEY: 0001679234
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 161762904
BUSINESS ADDRESS:
STREET 1: C/O OPUS EQUUM, INC.
STREET 2: P.O. BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
BUSINESS PHONE: 646-688-5193
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM, INC.
STREET 2: P.O. BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
3
1
doc1.xml
FORM 3
X0206
3
2016-06-30
0
0001293310
KALOBIOS PHARMACEUTICALS INC
KBIO
0001379459
Chappell Dale
C/O OPUS EQUUM, INC.
P.O. BOX 788
DOLORES
CO
81323
1
0
1
0
0001379554
BLACK HORSE CAPITAL MANAGEMENT LLC
C/O OPUS EQUUM, INC.
P.O. BOX 788
DOLORES
CO
81323
0
0
1
0
0001178179
BLACK HORSE CAPITAL LP
C/O OPUS EQUUM, INC.
P.O. BOX 788
DOLORES
CO
81323
0
0
1
0
0001679225
Cheval Holdings, Ltd.
P.O. BOX 309G, UGLAND HOUSE
GEORGETOWN
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001679234
Black Horse Capital Master Fund Ltd.
C/O OPUS EQUUM, INC.
P.O. BOX 788
DOLORES
CO
81323
0
0
1
0
Common Stock, par value $0.001
872977
I
By Black Horse Capital LP
Common Stock, par value $0.001
2040463
I
By Black Horse Capital Master Fund Ltd.
Common Stock, par value $0.001
2035318
I
By: Cheval Holdings, Ltd.
This Form 3 is filed jointly by Black Horse Capital LP (the "Domestic Fund"), Black Horse Capital Master Fund Ltd. (the "Offshore Fund"), Cheval Holdings, Ltd. ("Cheval"), Black Horse Capital Management LLC ("BH Management") and Dale Chappell (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 3 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
Securities owned directly by the Domestic Fund. BH Management, as the managing general partner of the Domestic Fund, may be deemed to beneficially own the securities owned directly by the Domestic Fund. Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by the Domestic Fund.
Securities owned directly by the Offshore Fund. Dale Chappell, as the controlling person of the Offshore Fund, may be deemed to beneficially own the securities owned directly by the Offshore Fund.
Securities owned directly by Cheval. Each of BH Management, by virtue of having been granted by the Board of Directors of Cheval the power to manage the securities of the Issuer owned by Cheval, and Dale Chappell, as the managing member of BH Management, may be deemed to beneficially own the securities owned directly by Cheval.
/s/ Dale Chappell
2016-07-11