0001437749-16-026395.txt : 20160229 0001437749-16-026395.hdr.sgml : 20160229 20160229182040 ACCESSION NUMBER: 0001437749-16-026395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160229 DATE AS OF CHANGE: 20160229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Palermo Thomas J. CENTRAL INDEX KEY: 0001658823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 161470240 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 rdgdoc.xml FORM 4 X0306 4 2016-02-26 0001178104 CARDICA INC CRDC 0001658823 Palermo Thomas J. 900 SAGINAW DRIVE REDWOOD CITY CA 94063 1 Chief Operating Officer Common Stock 2016-02-26 4 P 0 7500 3.77 A 7500 D The price reported in Column 4 is the weighted average price. These shares were bought in multiple transactions at prices ranging from $3.75 to $3.77, inclusive. Upon request, the reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the shares purchased at each separate price within the range set forth in footnote one (1) of this Form 4. /s/ By: Robert Y. Newell, IV For: Thomas J. Palermo 2016-02-29